4. other information and facts they become aware of during the provision of services.
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The Company may not use, disclose to third parties or allow third parties to use information from
the previous Paragraph.
Information referred to under Paragraph 1 of this Article may be presented for consideration and disclosed to third parties
only:
1. with the written consent of the client;
2. during a control exercised by the Commission, the Central Registry or market organizers;
3. on the basis of a court order;
4. upon the order issued by the body that deals with the prevention of money laundering or terrorist financing;
5. pursuant to an order issued by another competent state body.
Article 107
All individuals who possess insider information, within the Company, are prohibited from using that information either
directly or indirectly, in the acquisition, alienating, or the attempt at the acquisition or alienation, for either their own
account or for the account of a third party, financial instruments to which the information refers.
The preceding Paragraphs shall apply to those individuals within the Company who have insider information by way of a:
1) membership in a management or supervisory body of the issuer or a public company;
2) equity participation in the issuer or a public company;
3) access to information while performing duties at the workplace, by nature of his profession or other duties;
4) criminal offenses which he has committed.
Provisions of this Article shall not apply to transactions which are carried out during the execution of due obligations of
acquisition or alienation of financial instruments, when such obligations are the result of a contract concluded before the
person possessed insider information.
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Each person under Article 89 is prohibited from:
Article 108
1) revealing and making available insider information to any other individual, except if the information
is revealed and made available during the regular course of business, profession or duties;
2) recommending or inducing others, on the basis of insider information, to acquire or dispose of financial
instruments to which that information relates.
Article 109
Provisions under Articles 89 and 90 herein pertain to any person who possesses insider information, and who knew or should
have known that what was in question was insider information.
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