Ўзбекистон давлат жаҳон тиллари университети

2. Theories of Syllable Formation and Syllable Division

One of the physiological theories is the expiratory, or chest pulse, theory. It defines the syllable as a sound or a group of sounds that are pronounced in one chest pulse, accompanied by increases in air pressure. There are as many syllables in a word as there are chest pulses (expirations) made during the utterance of the word. Each vowel sound is pronounced with increased expiration. Consequently, vowels are always syllabic. Boundaries between syllables are in the places where there occur changes in the air pressure. The American phonetician R.H. Stetson, who tried to prove the validity of the expiratory theory, measured the action of the respiratory muscles and pointed out the existence of a relationship between syllables and the stimulation of the respiratory muscles. But later scholars doubted Stetson‘s results. A.C. Gimson notes that it is doubtful whether a double chest pulse will be evident in the pronunciation of juxtaposed vowels as, for instance, in ―seeing‖ /si:-_Iŋ/, though such words consist of two syllables. It is impossible to explain all cases of syllable formation on the basis of the expiratory theory, and therefore, to determine boundaries between syllables.

To study the physiological mechanism of syllable formation a further investigation was carried out. It was done in Edinburgh by P. Ladefoged, M. Draper and D. Whitteridge. The results of the electromyographic experiments show that the mechanism of syllable formation and syllable division is very complicated and involves the work of a greater number of muscles than were described by Stetson.

Another theory of the syllable is the relative sonority theory, or the prominence theory, created by the Danish phonetician Otto Jespersen. This theory is based mainly on auditory judgments on the prominence of speech sounds, e.g. their sonority, or audibility.

Pronounced with uniform force, length and pitch, speech sounds differ in prominence (sonority). The most sonorous are vowels, less sonorous are sonants and the least sonorous are noise consonants. Otto Jespersen classifies sounds according to the degree of sonority in the following way (beginning with the most sonorous):

1. 
   Open vowels /_æ, _ɔ, _ɑ:, _ɔ:/
   
2. 
   Mid-open vowels /e, _ɜ:, _ə, _/
   
3. 
   Close vowels /i:, _I, u:, u/
   
4. 
   Sonants /r, l, m, n, _ŋ, w, j /
   
5. 
   Voiced fricatives /v, _ð , z, _ʒ/
   
6. 
   Voiced stops /b, d, g/
   
7. 
   Voiceless fricatives /f, , s, _/
   
8. 
   Voiceless stops /p, t, k/
   

In a syllable sounds are grouped around the most sonorous ones which are syllable-vowels (and sometimes sonants). They form the peaks of sonority in a syllable. One peak of sonority (prominence) is separated from another peak by sounds of lower sonority. So, the syllable is an arc of sonority. The number of syllables is determined by the number of peaks of prominence. Thus in the word /melt/ ―melt‖ there is one peak of sonority /e/ and the word is monosyllabic. In the word /metl/ ―metal‖ there are two peaks of sonority /e/ and /l/ separated by the least sonorous /t/, and, consequently, there are two syllables.

Here are some examples to illustrate the sonority theory: play /ple_I/, tidy /ta_Id_I/, frighten /fra_Itn/, wound /wund/, wooden /wudn/.

But there are syllables in English and in Russian that are in contradiction with Jespersen‘s theory.

e.g. star /st_ɑ:/, skate /ske_It/, next /nekst/.

In these words the sound /s/ is more sonorous than /t/ and /k/ and forms the second peak of sonority. Yet, the words are monosyllabic.

It is evident that the relative sonority theory does not explain the mechanism of syllable formation. It is based only on our perception of a syllable as varying sonority. Neither is it helpful in determining the position of the syllabic boundary when there are consonant clusters between syllabic peaks, as in extra /ekstr_ə/, admit /_ədm_It/, and when utterance have identical phoneme sequences, as in ―an iceman‖ /_ən a_Ismæn/ and ―a nice man‖ /_ə na_Is m_æn/, ―an aim‖ /_ən e_Im/ and ―a name‖ /_ə ne_Im/, ―some addresses‖/sm _ə`dres_Iz/ and ―summer dresses‖ /sm_ə dres_Iz/.

Nevertheless, the relative sonority theory has been accepted by a number of phoneticians, the British phonetician Daniel Jones among them.

The syllable theory of the Russian phonetician Avanesov has much in common with Jespersen‘s theory.

The Swiss linguist Ferdinan de Saussure formulated a definition of the syllable on the basis of articulation. Syllable formation is conditioned by the degree of opening of the sounds. If we examine Jespersen‘s table of sonority we find that the degree of opening coincides with the degree of sonority.

So, independently of Jespersen, Saussure pointed out that the nucleus of the syllable is the most open sound.

This theory cannot be applied to all cases either.

Of all physiological theories of the syllable, the most wide-spread among Russian linguists is the muscular tension (or the articulatory effort) theory which is known as Scherba‘s theory.

According to the muscular tension theory a syllable is an arc of muscular tension. The energy of articulation increases at the beginning of a syllable reaches its maximum with the vowel (or the sonant) and decreases towards the end of the syllable. Vowels are always syllabic. Sonants may be syllabic when they are pronounced with renewed muscular tension, i.e. with new articulatory energy. So, the formation of a syllable is explained by the variation in muscular tension. The boundaries between syllables are determined by the occurrence of the lowest articulatory energy.

Scherba has analyzed the character of consonants according to the distribution of articulatory energy in them. The following three type of consonants were revealed:

1. 
   Initially strong consonants, in the articulation of which the beginning is stronger while the end is weaker. They occur at the end of a closed syllable.
   

E.g. I t, ʌ s, pI n, sæ d, pɑ: t

2. 
   Finally strong consonants, in the articulation of which the beginning is weak while the end is more energetic. They occur at the beginning of a syllable.
   

E.g. m i:, ta I, p _ɑ:t, s _æd

3. 
   Double-peaked consonants, in the articulation of which both the beginning and the end are energetic whereas the middle is weak. Acoustically they produce the impression of two consonants. These consonants occur at the junction of words or morphemes.
   

E.g. pe nn a_If, _ðæ tt aIm, mI dd eI

If we know the type of consonant in such sequences as /_ənaIs haus/ or /sm_ədresIz/ we can say where the syllabic boundary is. If in /ənaIs haus/ the sound /n/ is initially strong, the syllabic boundary is after the /n/ - /ən ˈa_Is `haus/. If the sound /n/ is finally strong, the boundary is before it - /<sub>ə</sub> ˈnaIs `haus/. In other words, if there is a new onset of muscular tension on the sound /n/, the latter belongs to the second syllable, and if the new onset of articulatory energy is on /a_I/, the sound /n/ belongs to the first syllable.

N.I. Zhinkin has put forward a new theory based on physiological principles. It is called ―the loudness theory‖. The syllable is defined from the point of view of both speech production and speech perception (the articulatory and auditory aspects). On the perceptual level a syllable is an arc of actual loudness, not the inherent loudness of speech sounds. The experiments carried out by Zhinkin, showed that the organ immediately responsible for the formation of a syllable is the pharynx. Both the narrowing of the pharyngeal passage and the increasing muscular tension reinforce the actual loudness of the vowel so that it becomes the peak of the syllable while the loudness of the marginal consonants is lower. Thus on the speech production level the correlate of ―the arc of loudness‖ is the arc of articulatory effort.

The acoustic aspect of the syllable has been studied by E. Zwirner, R. Jacobson and M. Halle. According to the results obtained, the peak of the syllable (a vowel or a sonant) has higher intensity than its marginal consonants and in many cases a higher fundamental frequency. Perceptually, it is louder and higher in pitch. These acoustic features easily agree with the physiological definition of the syllable as an arc of articulatory effort (or energy). If the tension of the sound production mechanism is increased, it is expressed acoustically by a strengthening of the intensity of the sounds produced and perceptually it is characterized by higher loudness.

The problem of the phonological status of the syllable is a disputable one. Linguists recognize the syllable as a phonetic unit. But is it at the same time a phonological unit? Does it perform linguistic functions and if so what are these functions? The latest works on the syllabic structure of Russian, English and other languages show that the syllable cannot be treated as a phonetic unit only.

Like the phoneme the syllable is an abstraction, which is realized in speech in phonetically definite units. In each language there is a limited number of syllable structures. Like the phoneme the syllable is meaningless. But it is significant in the formation of meaningful units.