Listingrule s


Issuer's certificate of conformity with one of the conditions referred to in Clause 1 Article 22



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2021-04-23-listing-rules

Issuer's certificate of conformity with one of the conditions referred to in Clause 1 Article 22 of the Securities Market Law (if the registration of the RDRs issue (additional issue) was not accompanied by their prospectus preparation and registration)

placement and circulation

Level Three

  • Document with ES via the IPA

or

  • on paper




7.

A copy of the professional securities market participant's license authorising it to conduct the depositary business, certified by the issuer's authorised officer.

Circulation

all levels

  • Document with ES via the IPA

or

  • on paper




8.

An agreement for the provision of appropriate listing services as envisaged in these Rules (2 copies) (also possible via the IPA)

placement and circulation

all levels

  • Document with ES via the IPA

or

  • on paper

9.

Report on correcting all discrepancies identified in the course of pre-listing
(unless three months from the date of Exchange’s notice of discrepancies identified during prelisting procedures are expired)

placement and circulation

all levels

  • Document with ES via the IPA

or

  • on paper

electronically via the IPA

10.

Other documents (information) necessary for the listing of the securities (as requested by the Exchange)

placement and circulation

all levels

  • Document with ES via the IPA

or

  • on paper and/or

  • electronically via the IPA



Notes:



        1. Upon any change in the information contained in the Security Questionnaire, the Entity shall notify the Exchange in writing of such changes and shall re-submit an updated Questionnaire in an electronic form within 10 working days from the date of the coming into force of such changes. If the Russian Depositary Receipts represent the rights attaching to the bonds of a foreign issuer, in the case of any change in the coupon-related information, the Entity shall notify the Exchange at least 14 working days before the proposed date of such change in the scope and/or procedure for exercising the rights attaching to the underlying securities.

        2. If the issuer files an Application for the listing (or changing the listing level) of securities, it shall not be necessary to re-submit any earlier provided documents, except where changes and/or additions were made to such documents.

        3. It shall not be necessary to file an agreement for the provision of respective listing services referred to in the Rules if there exists an earlier executed contract for such services.


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