Listingrule s


As part of the report produced at the end of the quarter



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Bog'liq
2021-04-23-listing-rules

As part of the report produced at the end of the quarter in which the committees were formed

  • Document with ES via the IPA

or

  • on paper

  • electronically via IPA (as part of the report produced at the end of the quarter in which the committees were formed)

(Shares)
Level One
and Level
Two

Documents/information filed upon the occurrence of an event

4.

Information on material facts (events or actions) affecting the issuer's financial and business operations, and press releases announcing decisions made by the issuer's governance bodies, in accordance with the requirements to the content and presentation structure of such information, as prescribed by the Bank of Russia regulations

within the time frames prescribed by the Bank of Russia regulations for the disclosure of information via the news feed.

Electronically, as described in Annex A to these Rules

all levels

5.

The information referred to in Article 17 of the Listing Rules

within the time frames prescribed by Article 17 of the Listing Rules

  • Document with ES via the IPA

or

  • on paper, as described in Article 17 of the Listing Rules

all levels

6.

Security Questionnaire (via the IPA)

within 10 working days from the effective date of changes

electronically via the IPA



all levels

7.

Full text of the registered changes to the decision on the issue (additional issue) of securities (is not provided in relation to the issue of exchange-traded bonds which issue was registered by the Exchange)

within 10 working days from the registration date of such changes

text of changes – electronically via the IPA



all levels

8.

Full text of the changes to the securities prospectus

within 10 working days from the registration date/effective date of such changes

text of changes – electronically via the IPA

all levels

9.

Full text of the report on, or notice of, the results of an issue (additional issue) of securities

within 3 working days from the date when such report is registered by the Bank of Russia or when such notice is filed with the Bank of Russia

document text – electronically via the IPA



all levels

10.

Copies of notification letters from the authorised authority on the joining of securities issues and/or notice from the authorised authority on cancellation of the individual number (code) of an additional issue of securities

within 3 working days from the date when the issuer receives the respective letter of notification.

Electronically via the IPA

all levels

11.

Coupon rate notice (via the IPA)

at least 1 working day before the starting date of the coupon period in relation to which the rate was determined

  • Document with ES via the IPA

or

  • on paper

  • IPA form

all levels

12

Notice of amendments made to the exchange-registered bond prospectus, in the form prescribed by a Bank of Russia regulation
(in the event that the Issuer submits to the Exchange a notice of the exchange-registered bond prospectus preparation when making amendments thereto)

not later than 3 working days from the date of amendments made to the prospectus of the exchange-registered bonds

  • Document with ES via the IPA

or

  • on paper

  • IPA form

all levels

13.

Other documents (information) necessary for the listing of the securities

in 3 working days after the Issuer receives a notice thereof

upon request:

  • Document with ES via the IPA

or

  • on paper, and/or

  • electronically via the IPA

all levels



Notes:
1. The documents referred to in Section 2 of the Table shall be filed for the maintenance purposes by issuers whose shares and/or bonds are included in Level One or whose shares are included in Level Two.
In this event, if the issuer's shares are included in Level One and/or Level Two, and/or such issuer's bonds are included in Level One, it shall be necessary to file the documents referred to Section 2 of the Table for the purposes of maintaining such securities in relation to only those securities that are subject to the maximum corporate governance requirements.
2. In the case of any changes to the details contained in the Security Questionnaire as indicated in Section 6 of the Table, the issuer shall file an updated Questionnaire in the following circumstances:

  • upon a change in the general details in relation to the issuer, the Questionnaire may be filed in respect of any securities issue of such issuer;

  • upon a change in the details in relation to an issue of securities, the Questionnaire shall be filed in respect of the securities issue to which such changes relate.

The Questionnaire shall not be re-submitted upon any change in the details of the determined coupon size after the placement of the bonds.
Upon any changes to the decision to issue bonds (other than Exchange-registered bonds), if the information contained in the Security Questionnaire changes in any way, the Entity shall, within 1 working day after the registration of such changes, submit the Questionnaire:
- document with ES via the IPA
or
- on paper;
- a scanned copy of such Questionnaire in the pdf format, to be sent to listing@moex.com;
- electronically via the IPA.
3. The report on the results of an issue (additional issue) of securities, referred to in Section 9 of the Table, shall be filed by the issuer following placement of the listed securities, to determine the start date of trading in the course of circulation.
4. It shall not be necessary to file the documents referred to in Section 2 of the Table for the issuers of share included in Level One at the time of its establishment, unless such issuers filed a request with the Exchange seeking application, to such issuer and its securities, of the requirements set out in the Listing Rules, as well as mortgage agent issuers whose bonds are included in Level One.


    1. In connection with Russian Depositary Receipts (in respect of listing (change in the listing level) and determination of the security trading start date):


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