Listingrule s


On a quarterly basis within 5 working days from



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Bog'liq
2021-04-23-listing-rules

On a quarterly basis within 5 working days from the quarter end date

  • Document with ES via the IPA

or

  • on paper;

electronically via the IPA

Level 3

7.

Other documents (information) necessary for the listing of the securities (as requested by the Exchange)

upon request

upon request:

  • Document with ES via the IPA

or

  • on paper, and/or

  • electronically via the IPA

all levels



Note:
1. It shall not be necessary to file the Security Questionnaire referred to in Section 4 of the Table upon any change in the net assets value (mortgage collateral size) and/or the quantity of securities.


1.9. In relation to the securities of a foreign issuer:
in connection with listing (change in the listing level) on application of the Entity

Table 1

Document title

Placement/Circulation

Type of security

Listing level

Filing format

1.

Application for the listing of securities or for a change in the listing level (via the IPA)

placement and circulation

all types of securities

all levels

  • Document with ES via the IPA

or

  • on paper

  • IPA form

2.

Security Questionnaire (via the IPA)

placement and circulation

all types of securities

all levels

  • Document with ES via the IPA

or

  • on paper

  • IPA form

3.

Documents evidencing the powers of the signatory to the Application, Questionnaire, and/or executed agreement, including the consent to personal data processing (standard form) in accordance with the requirements of Annex A to these Rules

placement and circulation

all types of securities

all levels

  • Document with ES via the IPA

or

  • on paper

  • electronically, as a pdf. file via the IPA

4.

Full text of securities prospectus registered with the Bank of Russia


or


Where registration of the securities prospectus is not required by the Bank of Russia in accordance with the Securities Market Law, the following shall be filed:
1. a properly executed securities prospectus

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