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2021-04-23-listing-rules

Document title

Filing format

1.

Application for the registration of changes to the decision to issue of Exchange-registered RDRs, and/or to the prospectus of Exchange-registered RDRs (via the IPA)

  • Document with ES via the IPA

or

  • on paper

  • electronically, IPA form

2.

Security Questionnaire (if change affects the parameters of Exchange-registered RDRs) (via the IPA)

  • Document with ES via the IPA

or

  • on paper

  • electronically, IPA form

3.

Documents evidencing the powers of the signatory to the Application, the Questionnaire, and/or executed Agreement, including a consent to personal data processing (standard form) in accordance with the requirements of Annex A to these Rules

  • Document with ES via the IPA

or

  • on paper

  • electronically as a pdf. file via the IPA

4.

The changes to the decision to issue Exchange-registered RDRs, in the form prescribed by a Bank of Russia regulation (3 copies)

  • Document with ES via the IPA

or

  • on paper

  • electronically

5.

The changes to the Exchange-registered RDRs prospectus, in the form prescribed by a Bank of Russia regulation (3 copies)

  • Document with ES via the IPA

or

  • on paper

  • electronically

6.

A copy of the issuer’s charter (incorporation document) as currently applicable with all amendments and/or additions thereto

  • Document with ES via the IPA

or

  • on paper

  • electronically

7.

A copy of (extract from) minutes of the meeting of the issuer's competent governance body (order, directive, or another document issued by an authorised officer) that made the decision to make changes to the decision to issue Exchange-registered RDRs, and/or the prospectus of Exchange-registered RDRs, with an indication, if such decision was made by the collegiate governance body, to the quorum and the voting results

  • Document with ES via the IPA

or

  • on paper

8.

A document containing an indication to the proposed date of splitting (consolidation) of the underlying securities (if changes affect the quantity of such underlying securities to which the title is represented by one Russian Depositary Receipt, caused by splitting (consolidation) of such underlying securities)

  • Document with ES via the IPA

or

  • on paper

9.

A copy of (extract from) the decision (minutes of the meeting of) (order, directive, or another document) of the issuer's authorised governance body that made the decision to split the Russian Depositary Receipts, with an indication, if such decision was made by the collegiate governance body, to the quorum and the voting results (if changes affect the quantity of such underlying securities to which the title is represented by one Russian Depositary Receipt, caused by such splitting of the Russian Depositary Receipts)

  • Document with ES via the IPA

or

  • on paper

10.

A document containing an indication to the proposed date of the change in the scope and/or the procedure for exercising the rights attaching to the underlying securities in accordance with a foreign law (if changes affect the procedure for exercising, by the holders of Russian Depositary Receipts, of the rights attaching to the underlying securities)

  • Document with ES via the IPA

or

  • on paper

11.

A copy of an agreement to change the terms and conditions of the agreement between the issuer of the underlying securities and the depositary acting as the issuer of Russian Depositary Receipts (if changes affect the terms and conditions of the said agreement)

  • Document with ES via the IPA

or

  • on paper

12.

An agreement for the provision of appropriate listing services as envisaged in these Rules (2 copies) (the IPA option)

on paper

13.

Other documents (information) necessary for the registration of amendments (as requested by the Exchange)

Upon request:

  • Document with ES via the IPA

or

  • on paper, and/or

electronically via the IPA


Notes:

  1. It shall not be necessary to file an agreement for the provision of respective listing services referred to in the Rules if there exists an earlier executed contract for such services.

  2. The documents referred to in Sections 8 and 10 of this Table shall be filed in the Russian language or as a properly certified Russian translation of such document.

  3. If the Issuer submits an Application to register amendments, it shall not be necessary to re-submit any earlier provided documents, except for the events of any changes and (or) amendments were made to such documents



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