Listingrule s



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Bog'liq
2021-04-23-listing-rules

on a quarterly basis – within 5 working days after the last date of the quarter

Levels One and Two

the report and accompanying documents:

  • Document with ES via the IPA

or

  • on paper

  • IPA form (for the report)

  • electronically via the IPA (for accompanying documents)

Documents/information filed upon the occurrence of an event

5.

Full text of securities prospectus with amendments made thereto and/or the text of such amendments registered with the Bank of Russia


or
If the securities prospectus was not registered with the authorised body, the full text of the prospectus with the changes made thereto and/or the text of such changes to the prospectus

within 10 working days from the registration date of such changes

all levels

electronically, pdf file via the IPA

6.

The information referred to in Article 17 of the Listing Rules

within the time frames prescribed by Article 17 of the Listing Rules

all levels

  • Document with ES via the IPA

or

  • on paper, as described in Article 17 of the Listing Rules

7.

Security Questionnaire (via the IPA)

within 10 working days from the effective date of changes

all levels

  • electronically via the IPA

8.

A copy of changes to the documents referred to in Sub-Clause 6 Clause 1.9 Annex 1 to these Rules (as requested by the Exchange)

within 10 working days from the registration date of such changes

all levels

as requested:

  • Document with ES via the IPA

or

  • on paper

  • electronically via the IPA

9.

A letter containing changes to the schedule of authorised officers of the foreign exchange-traded investment fund, and the maximum allowable departure from the estimated of the securities of such funds that may be indicated in the bids for and/or offers of such securities traded on the exchange by the persons included in the schedule of authorised officers of such fund, if any changes are made to such schedule.
(only in relation to securities of foreign exchange-traded investment funds)

not later than on the day of disclosure of such information by a foreign exchange-traded investment fund

all levels




  • Document with ES via the IPA

or

  • on paper

10.

Copy of a notice on completion of placement with Bank of Russia’s receipt acknowledgement
(in relation to securities placed within the Russian Federation territory)

Not later that three working days from the date of submission to the Bank of Russia

all levels

electronically via the IPA in a pdf format

11.

Other documents (information) necessary for the listing of the securities (as requested by the Exchange)

upon request

all levels

upon request:

  • Document with ES via the IPA

or

  • on paper, and/or

  • electronically via the IPA



Notes:

  1. Documents may be filed in the Russian language, and if a document is drafted in a foreign language, then accompanied by a translation into Russian. Any translation shall be certified by the issuer's authorised officer or by a notary public. If the translation was made by a specialised entity, it shall be filed on such entity's letterhead and certified by its seal (if any) and the signatures of the translator and the entity's chief executive.


In this respect:

  • information referred to in Sections 1, 5, 8 and 9 of the Table may be filed in the English language, also in the circumstances provided for in the Securities Market Law, other statutes and regulations of the Russian Federation or the Bank of Russia regulations.

  • copies of documents accompanying the report referred to in Section 4 of the Table confirming compliance with corporate governance requirements may be filed in the English language

  • documents (information) referred to in Section 11fof the Table may be filed in the English language if so agreed with the Exchange

  1. In the case of any changes to the details contained in the Security Questionnaire as indicated in Section 7 of the Table, the issuer shall file an updated Questionnaire within 10 working days from the effective date of the changes, in the following circumstances:

  • upon a change in the general details in relation to the issuer, the Questionnaire may be filed in respect of any securities issue of such issuer;

  • upon a change in the details in relation to an issue of securities, the Questionnaire shall be filed in respect of the securities issue to which such changes relate.

  1. Section 4 of the Table shall not apply in respect of the securities of international financial organisations, foreign investment funds, foreign countries and central banks of foreign countries, political subdivisions of foreign countries that have independent legal standing, and in other circumstances referred to in these Rules.



1.11. In relation to Bank of Russia bonds (in connection with their listing (change in the listing level) and determination of the security trading start date):


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