on a quarterly basis – within 5 working days after the last date of the quarter
|
Levels One and Two
|
the report and accompanying documents:
Document with ES via the IPA
or
on paper
IPA form (for the report)
electronically via the IPA (for accompanying documents)
|
Documents/information filed upon the occurrence of an event
|
5.
|
Full text of securities prospectus with amendments made thereto and/or the text of such amendments registered with the Bank of Russia
or
If the securities prospectus was not registered with the authorised body, the full text of the prospectus with the changes made thereto and/or the text of such changes to the prospectus
|
within 10 working days from the registration date of such changes
|
all levels
|
electronically, pdf file via the IPA
|
6.
|
The information referred to in Article 17 of the Listing Rules
|
within the time frames prescribed by Article 17 of the Listing Rules
|
all levels
|
Document with ES via the IPA
or
on paper, as described in Article 17 of the Listing Rules
|
7.
|
Security Questionnaire (via the IPA)
|
within 10 working days from the effective date of changes
|
all levels
|
electronically via the IPA
|
8.
|
A copy of changes to the documents referred to in Sub-Clause 6 Clause 1.9 Annex 1 to these Rules (as requested by the Exchange)
|
within 10 working days from the registration date of such changes
|
all levels
|
as requested:
Document with ES via the IPA
or
on paper
electronically via the IPA
|
9.
|
A letter containing changes to the schedule of authorised officers of the foreign exchange-traded investment fund, and the maximum allowable departure from the estimated of the securities of such funds that may be indicated in the bids for and/or offers of such securities traded on the exchange by the persons included in the schedule of authorised officers of such fund, if any changes are made to such schedule.
(only in relation to securities of foreign exchange-traded investment funds)
|
not later than on the day of disclosure of such information by a foreign exchange-traded investment fund
|
all levels
|
Document with ES via the IPA
or
|
10.
|
Copy of a notice on completion of placement with Bank of Russia’s receipt acknowledgement
(in relation to securities placed within the Russian Federation territory)
|
Not later that three working days from the date of submission to the Bank of Russia
|
all levels
|
electronically via the IPA in a pdf format
|
11.
|
Other documents (information) necessary for the listing of the securities (as requested by the Exchange)
|
upon request
|
all levels
|
upon request:
Document with ES via the IPA
or
on paper, and/or
electronically via the IPA
|