Listingrule s


Documents/information filed upon the occurrence of an event



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2021-04-23-listing-rules

Documents/information filed upon the occurrence of an event




2.

Information on material facts (events or actions) affecting the issuer's financial and business operations, and press releases announcing decisions made by the issuer's governance bodies, in accordance with the requirements to the content and presentation structure of such information, as prescribed by the Bank of Russia regulations

within the time frames prescribed by the Bank of Russia regulations for the disclosure of information via the news feed.



Electronically, as described in Annex A to these Rules

all levels

3.

The information referred to in Article 17 of the Listing Rules

within the time frames prescribed by Article 17 of the Listing Rules

  • Document with ES via the IPA

or

  • on paper, as described in Article 17 of the Listing Rules

all levels

4.

Security Questionnaire (via the IPA)

within 10 working days from the effective date of changes

IPA form

all levels

5.

Full text of the changes to the securities prospectus

within 10 working days from the registration date of such changes

body text of changes – electronically via the IPA

all levels

6.

A copy of the professional securities market participant's license authorising it to conduct the depositary business, certified by an authorised officer of the entity.

within 10 working days from the date of obtaining the license

  • Document with ES via the IPA

or

  • on paper




all levels

7

Certificate on the number of free-floated RDRs and the number of securities they represent available on the account of RDR issuers prepared in compliance with the Bank of Russia requirements

on a quarterly basis – within fifteen working days after the last date of the quarter

  • Document with ES via the IPA

or

  • on paper

all levels

8.

Other documents (information) necessary for the listing of the securities

upon request

upon request:

  • Document with ES via the IPA

or

  • on paper, and/or

  • electronically via the IPA

all levels


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