annually, but not later than 15 July of the calendar year following the reporting one
if the bond placement is completed before 1 April, the first reporting years shall be the year of bond placement, and if the placement is completed after 1 April – the first year following the bond placement
(except for issuer disclosing their information according to Bank of Russia Regulation No.714-P On Disclosure of Information by Securities Issuers, dated 27 March 2020 24)
or
information and/or documents are disclosed on the web page provided by one of the securities market information distributors (except for subfederal and municipal bonds);
on the website of the Issuer (for sybfederal and municipal bonds)
or,
in the scope, in the manner and within time limits set in Bank of Russia Regulation No.714-P On Disclosure of Information by Securities Issuers, dated 27 March 2020 (for those issuers which disclose the information in accordance with the Regulation) 25
1.2
Annual independent external assessment in respect of the report (the document) referred to in line 1.1. of this table for compliance with internationally recognised principles and standards referred to in line 1.1 of the table in Clause 3.6.1 of this Annex
(for subfederal and municipal bonds)
The assessment shall be conducted annually starting from the year following the end of the bond issue in accordance with the deadlines specified here in p. 4 line 1.1 of the table for disclosing and submitting the report (the document), until the maturity date of all bonds of the issue.
The document, or a copy thereof, that provides details on findings of external expertise pertaining to the report (the document), shall be disclosed within the time indicated in p. 4 line 1.1. of the table here for disclosing and submitting the report (the document).
3.7. A list of entities whose independent external assessment is accepted for bond inclusion in the Segments of the Sector
№
Name
Internet
The Analytical Credit Rating Agency (ACRA)
https://www.acra-ratings.ru/
Joint-stock company "Rating agency "Expert RA" (JSC "Expert RA")
Note: entities listed in 9, 11, 12, 13 and 15 of the Table here above shall include entities (companies) within a holding company (group, global/international net)
3.8 The list and formats of the documents submitted for including and maintaining bonds in the Segments of the Sector:
№
The name of the document
The format of the documents submitted
Inclusion/Maintenance
1.
A letter on inclusion in the Sector
(is formed with the use of the Issuer’s Personal Account system)
On paper
electronically via the IPA
or
document signed with the electronic signature via the IPA
inclusion
2.
1) Document (copy of the document) containing the findings of independent external assessment as indicated in line 1.1 of the Table in Clause 3.6.1. of the present Annex (for bonds listed in the Green Bond Segment or the Social Bond Segment) 2) Information on the decision made by the government bodies or officials, interagency committees as indicated in line 2.1 of the Table in Clause 3.6.1. of the present Annex (for bonds listed in the National Project Segment) 3) Issuer's document that defines the issuer's policy for raising funds through bond issues for the purpose of financing (refinancing) environmental or social projects specified in Clause 3.6.1. herein (for subfederal and municipal bonds)
On paper
electronically via the IPA
or
document signed with the electronic signature via the IPA
inclusion
3.
1) Documents and information on the occurred event as indicated in Clause 3.6.2 herein.
2) Report (document) (indicated in Clause 3.6.2 of the present Annex) (accompanied by the cover letter)
3) Document, or a copy thereof, that provides details on findings of external expertise pertaining to the report (document) indicated in Clause 3.6.2 in this Annex (for subfederal and municipal bonds)
on paper
electronically via the IPA
or
document signed with the electronic signature via the IPA
maintenance
4.
Other documents (information) needed for including and maintaining bonds in the Sector (at the Exchange’s request)
At request:
on paper
electronically via the IPA
or
document signed with the electronic signature via the IPA
