Divisions
A Twentieth-Century Story
O N T H E B O R D E R
between Soviet Armenia and Azerbaijan, between
the towns of Ijevan and Kazakh and just south of Georgia, there used to
stand a monument of a tree. At its crest it blossomed into a flower,
whose petals symbolized the friendship of the three Soviet republics of
the South Caucasus.
In Soviet times probably no one paid much attention to this exotic
tree-flower, but that was probably because for most people its message
appeared self-evident. Most inhabitants of the Caucasus insist that right
up until the late 1980s they lived in friendship with their neighbors of
all nationalities and thought of themselves as loyal Soviet citizens. For
seventy years there was almost no instance of mass violence between
Armenians and Azerbaijanis. They lived side by side, traded with each
other and intermarried.
Yet the dispute between Armenians and Azerbaijanis in 1988 was
more than just a misunderstanding that got out of hand. It was a deep
rupture that completely split them apart and played a leading role in
breaking up the Soviet Union. Why and how did mass peaceful coexis
tence turn so suddenly into conflict?
A tentative answer to this all-important and troubling question
should begin with the fact that although there was coexistence, trade,
and intermarriage between Armenians and Azerbaijanis, there was also
astonishingly little dialogue. To hear leaders on either side talk about
the origins of the Armenia-Azerbaijan conflict is to hear two narratives,
each hermetically sealed from the other. Many Azerbaijanis, for exam
ple, reject the idea that there is such a thing as a “Karabakh question” at
all. They say that they were the victims of a dangerous Armenian idea,
which had almost nothing to with Nagorny Karabakh as such. The
Azerbaijani opposition politician Isa Gambar argues for instance that
the events of February 1988 in Karabakh were an irredentist movement,
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imported from Armenia, and it could have been suppressed by prompt
action from the Azerbaijani leadership in Baku:
The initiative was on the Armenian side. They began to make terri
torial claims on Azerbaijan, and they stood behind the beginning of
the separatist movement in Nagorny Karabakh. So there is no doubt
ing the responsibility of the Armenian ultranationalists in this ques
tion. At the same time, we believe that the then leadership of Azerbai
jan bears its share of responsibility in the sense that had they taken a
more tough and decisive position, then the question could have been
resolved within the first few days.
1
The Armenian leader Robert Kocharian proposes a completely
opposite argument, that conflict in Karabakh was historically inev
itable:
In 1917, the Revolution happened. When central Russian authority
ceased to exist, this problem arose in its most acute form. There was a
war for three years and then in effect Soviet troops joined Karabakh to
Azerbaijan. So this problem was always there and it was completely
obvious that when central authority weakened or ceased to exist, then
we would get what we now have. To all Karabakh Armenians, that
was completely obvious. There was no doubt about that—and it seems
to me that it was obvious to the Azerbaijanis too.
2
The mutually exclusive alternative views of recent history show how in
the Soviet era, Armenia and Azerbaijan ran on separate political, eco
nomic, and cultural tracks, which rarely intersected and had built into
them a strong contempt and fear of the other.
A TWENTIETH-CENTURY DISPUTE
In untangling the roots of the Karabakh conflict, we should first of all
dismiss the idea that this was an “ancient conflict.” Both the form and
the content of the Armenia-Azerbaijan dispute date back little more
than one hundred years. The central bone of contention, Nagorny
Karabakh, was fought over in 1905 and in 1918–1920, was allocated to
Azerbaijan in 1921, and had its borders drawn in 1923. As two Ameri-
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can scholars put it, “[O]ne might say, the origins of the current conflict
are ‘shrouded in the mists of the twentieth century.’”
3
The ideological framework of the dispute is also quite modern. Na
tionalist ideology—the belief that an ethnic group is entitled to some
kind of statehood within certain borders—was not a strong factor in the
region until the end of the nineteenth century. So what follows is a
twentieth-century history.
The roots of the dispute can be traced back to the period when the
Ottoman and Russian Empires were in their dying phases and both
Armenians and Azerbaijanis discovered the idea of national self-deter
mination. The Armenians began to be inspired by the example of inde
pendence movements in the Balkans and eastern Europe. The major
Armenian nationalist party, the Armenian Revolutionary Federation
(better known as the Dashnaktsutiun or Dashnaks) was founded only
in 1890. At the same time Azerbaijanis began to discover their “Turkic
brothers,” forged closer links with Turkey, and militated to secede from
Russia.
The catastrophic events of 1915 transformed and accelerated the
whole process. The collapse of the Ottoman Empire and the mass
slaughter of its Armenian population ended centuries of Armenian life
in Turkey and turned Russian Armenia into a land of refugees. Then,
with the end of the Russian imperial regime in 1917, the main national
ities of the Caucasus had independence thrust upon them. In May 1918,
the three principal nations of the Caucasus became separate states. In-
dependence was most to the advantage of Georgia because neither the
Armenians and the Azerbaijanis were in full control of their states. On
28 May, the Azerbaijanis proclaimed an independent Azerbaijan whose
temporary capital was Ganje, in that Baku was still controlled by the
Bolshevik Commune. The Armenians declared independence on the
same day and, with great reluctance, in the Georgian capital Tiflis. They
had just staved off total conquest by the Turks at the Battle of Sar
darabad and within days had to sign a humiliating peace treaty.
The two nationalist regimes that took over Armenia and Azerbaijan
in 1918, led by the Musavat and Dashnaktsutiun parties, quarreled over
where their common borders lay. They fought over three ethnically
mixed provinces, lined up on the map from west to east, like dominoes
leaning against one another: Nakhichevan, Zangezur, and Karabakh. In
Nakhichevan, the westernmost, Azerbaijan consolidated control that
year, with Turkish support, driving out thousands of Armenians. In
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Zangezur, across the mountains to the east, the ferocious Armenian
guerrilla commander known as Andranik swept through the region,
burning Azerbaijani villages and expelling their inhabitants. In the
mountains of Karabakh, the situation was more complex: the local as
sembly of Karabakh Armenians tried to declare independence but had
almost no contact with the Republic of Armenia across the mountains.
When World War I ended that November, Turkey capitulated to the
Allies and withdrew from Azerbaijan. Great Britain moved in, and in-
dependent Azerbaijan effectively spent its first year under a British
mandate. Chiefly interested in Azerbaijan as a bulwark against the Bol
sheviks and a source of oil, the British made only half-hearted attempts
to resolve the border disputes. In December, a British mission estab
lished itself in Shusha and stayed for eight months. (Two British sol
diers—a Lancashire rifleman and a Pathan from the North West Fron
tier—are buried somewhere outside Shusha’s walls.) General William
Thomson, who led the expedition, imposed a hated Azerbaijani gover
nor, Dr. Khosrov-Bek Sultanov, on Karabakh and persuaded the guer
rilla leader, Andranik, to go back to Armenia. Thomson said this was a
temporary arrangement and all outstanding territorial questions would
be settled at the upcoming Paris Peace Conference.
4
But the Paris peace conference did not adjudicate the border dis
putes. The British pulled out of Azerbaijan in August 1919, leaving be-
hind unfulfilled expectations and unresolved quarrels.
5
In Karabakh,
the Armenian community was split between the age-old dilemma of co
operation or confrontation. There were those—primarily Dashnaks and
villagers—who wanted unification with Armenia, and those—mainly
Bolsheviks, merchants, and professionals—who, in the words of the Ar
menian historian Richard Hovannisian, “admitted that the district was
economically with eastern Transcaucasia and sought accommodation
with the Azerbaijani government as the only way to spare Mountainous
Karabagh from ruin.”
6
The latter group was mainly concentrated in
Shusha, but both groups were killed or expelled when an Armenian re
bellion was brutally put down in March 1920 with a toll of hundreds of
Shusha Armenians.
In April 1920, the British journalist C. E. Bechhofer, traveling in Ar
menia, was depressed by the scenes of chaos, extremism, and violence:
You cannot persuade a party of frenzied nationalists that two blacks
do not make a white; consequently, no day went by without a cata-
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logue of complaints from both sides, Armenian and Tartar, of unpro
voked attacks, murders, village burnings and the like. Superficially,
the situation was a series of vicious circles. Tartar and Armenian at-
tacked and retaliated for attacks. Fear drove on each side to fresh ex
cesses. The Dashnaks remained in power because conditions were
such as they were; and conditions were such as they were to no small
extent because the Dashnaks in power.
7
Bechhofer’s proposed solution has a strange resonance eighty years
later: he was persuaded that the only way to “cut the knot” was for all
sides to agree on Armenia’s borders and for there to be an exchange of
Armenian and Azerbaijani populations across the new frontiers—as
happened in 1988–1990. Shortly after Bechhofer’s visit, however, the
old imperial power, Russia, returned, wearing a new army uniform.
The Bolsheviks took control of Baku and deposed the Musavat govern
ment. In May 1920, the 11th Red Army marched into Karabakh and six
months later took power in Armenia.
The Bolsheviks initially decided to award all the disputed territo
ries to Armenia, apparently as a reward for its conversion to Bolshe
vism. In December 1920, the Azerbaijani Communist leader Nariman
Narimanov welcomed “the victory of the brotherly people” and an
nounced that the three disputed provinces, Karabakh, Nakhichevan,
and Zangezur would from now on be part of Soviet Armenia. The dec
laration was obviously made under duress and was not acted upon. In
the spring of 1921, the balance of forces changed, and an anti-Bolshevik
uprising in Armenia soured relations between Yerevan and Moscow.
All previous agreements were declared void. By then the fate of Zange
zur and Nakhichevan had been decided by force of arms. The Dashnak
leader known as Njdeh had taken possession of Zangezur, driving out
the last of its Azerbaijani population and effecting what one Armen
ian author euphemistically calls a “re-Armenianization” of the region.
8
The Azerbaijanis were in full control of Nakhichevan, and this status
was confirmed by the Treaty of Moscow, signed with Turkey in March
1921. The same treaty gave Kars, formerly a mainly Armenian region,
to Turkey.
This left only the fate of the highlands of Karabakh up in the air. The
final decision on its status was to be made by the six members of the
“Kavburo,” the Bolsheviks’ committee on the Caucasus that was under
the watchful eye of Commissar on Nationalities Joseph Stalin. On 4 July
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1921, the bureau voted to attach Karabakh to Soviet Armenia, but Na
rimanov objected strongly. A day later, it decided that “proceeding from
the necessity for national peace between Muslims and Armenians and
the economic ties between upper and lower Karabakh, its constant links
with Azerbaijan, Nagorny Karabakh remains within the Azerbaijani
SSR, having been awarded wide regional autonomy, with its adminis
trative center in the town of Shusha.”
9
The Soviet authorities created the
Nagorny Karabakh Autonomous Region in July 1923 and drew its bor
ders a month later. The Armenian village of Khankendi was made the
regional capital and renamed Stepanakert after the Baku Bolshevik
commissar Stepan Shaumian. The new border gave the region an over
whelmingly Armenian population—94 percent of the total—but did not
link it to Armenia.
Gallons of ink have been expended in discussing why Nagorny
Karabakh was made part of Soviet Azerbaijan in 1921. The arguments
for and against the move go to the heart of the politics of the Karabakh
question: the economics and geography of Azerbaijan on one side are
ranged against Armenian claims of demography and historical conti
nuity on the other. Put simply, a region populated overwhelmingly by
Armenians and with a strong tradition of Armenian self-rule was situ
ated on the eastern side of the watershed dividing Armenia and Azer
baijan and was economically well integrated within Azerbaijan.
In 1921, the Bolsheviks were partly swayed by short-term strategic
considerations. A major priority was to make secure their conquest of
Azerbaijan, whose oil fields alone made it of far greater importance
than Armenia. Moreover, in 1921 Azerbaijan was still formally an inde
pendent Bolshevik state, closely allied to Turkey. It had its own Com
missariat of Foreign Affairs, diplomatic representatives in Germany
and Finland, and consulates in Kars, Trebizond, and Samsun. The new
rulers in Moscow hoped that the new Muslim Soviet republic would be,
in the words of the local Bolshevik Sultan Galiev, a “red beacon for Per
sia, Arabia, Turkey,” spurring them to join the worldwide revolution.
The Armenian Communist leader Alexander Miasnikian complained
later of Narimanov’s threat that “if Armenia demands Karabakh, we
will not deliver kerosene.”
10
The creation of the Autonomous Region of Nagorny Karabakh in-
side Azerbaijan is often adduced as an example of the politics of “Di
vide and Rule” in which Moscow imposed its authority by setting one
subject people against another. This is also simplistic. Of course, the
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Bolsheviks were reestablishing an empire with all means at their dis
posal. Yet if they had wanted merely to “divide and rule,” it would
have been more logical to allocate the enclave of Nagorny Karabakh
to Armenia, leaving an awkward island of sovereign Armenia inside
Azerbaijan.
In fact, the longer-term considerations behind the Kavburo’s deci
sion were probably as much economic as colonial. Lenin and Stalin cre
ated Nagorny Karabakh as one piece in a new complex mosaic of au
tonomous regions and republics designed to replace the old tsarist sys
tem of standardized gubernii. The new regions were intended to be
economically viable territories, with all other considerations taking sec
ond place. So in the North Caucasus, for example, people from the
plains and the mountains, such as the Kabardins and the Balkars, were
brought together in one region. They had no ethnic relationship, but it
was planned that they would work together to build a new socialist
economy and drag the mountain tribes out of their backward ways.
Leaving Karabakh inside Azerbaijan followed the same kind of eco
nomic logic. It especially suited the thousands of Azerbaijani and Kur
dish nomads who regularly drove their sheep to the high pastures of
Karabakh in the summer and down to the plains of Azerbaijan for the
winter.
11
In this sense, the creation of Nagorny Karabakh could more ex
actly be called the politics of “Combine and Rule.” And the Soviet
brand of combination was just as dangerous in its own way because it
incited intense competition between new partners.
LITTLE EMPIRES
An unforeseen by-product of Lenin’s new territorial arrangements for
the Soviet Union was that by maintaining a link between land and na
tionality, they conserved nationalism in a latent form inside the new
system. The USSR was constructed as a federation of republics, desig
nated by their nationality and ethnicity. Each of the “Union Republics”
—four in 1922, fifteen after 1956—retained elements of sovereignty, in
cluding the formal right to secede. They had their own flags, crests, an
thems, and political institutions.
Most of the features of sovereignty were merely decorative and
counted for little within the restrictions of a one-party authoritarian
state. Even so, they pointed up perceived differences in nationality,
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which were formalized in the system. The Soviet Union was not a melt
ing pot. Aged sixteen, every Soviet had to state his own ethnicity, which
was recorded in the infamous “ninth line” of his Soviet internal pass-
port. This meant that everyone in the USSR had at least a dual affilia
tion, and that some minorities—an Azerbaijani or a Kurd in Armenia,
for instance, or an Armenian, a Lezgin, or a Russian in Azerbaijan—had
a triple affiliation: they belonged first to the nationality recorded in their
internal Soviet passport (Kurds, Azerbaijanis, Armenians, or whatever);
second to the Union Republic of Russia, Armenia, or Azerbaijan; and
last to the Soviet Union and the “Soviet people” as a whole.
In the postwar years, the Soviet Union had already acquired its su
perficial look of gray uniformity. All of its citizens had only the one
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