II. BASIC CONCEPTS
II.1. Corpus juris on the human rights of children and adolescents
9. In keeping with international treaty law interpretation, the CRC is part of a body of interrelated rules or corpus juris on the protection of the human rights of children that must be taken into consideration in interpreting the meaning of Article 19 of the American Convention or Article VII of the American Declaration. Both of these articles ensure the right of children to measures of care and protection and special assistance, which States and, indirectly, society are required to provide them because of their condition as developing subjects. Article 19 of the American Convention, which is the most important provision of the Inter-American system with regard to the rights of the child, provides that:
Every minor child has the right to the measures of protection required by his condition as a minor on the part of his family, society, and the state.
10. The IA Ct. of HR has addressed interpretation of this article explicitly mentioning the idea of the existence of a corpus juris of human rights of the child and adolescents.858 The Inter-American Commission has referred to this concept finding that:
For an interpretation of a State's obligations vis-a-vis minors, in addition to the provision of the American Convention, the Commission considers it important to refer to other international instruments that contain even more specific rules regarding the protection of children. Those instruments include the Convention on the Rights of the Child and the various United Nations declarations on the subject. This combination of the regional and universal human rights systems for purposes of interpreting the Convention is based on Article 29 of the American Convention and on the consistent practice of the Court and of the Commission in this sphere.859
11. This means that there is indeed a substantive connection between these instruments, thus making their joint application mandatory.860 Recognition of this corpus juris entails a reconceptualization of the duty of special protection. Children, therefore, possess all rights to which human beings are entitled and, additionally, have special rights stemming from their condition as minors. It is the correlative duty of the State and, indirectly, of the society to which they belong to respect and ensure these special rights, in other words, to take special measures of protection.861 Article 19 of the Convention, as interpreted in the jurisprudence of the IA Ct. of HR, must be construed as an added and complementary right, which the treaty establishes for beings who, because of their physical and emotional development, require special protection.862
12. Moreover, in the view of the IA Court of HR, any case involving the rights of children must take into consideration the best interests of the child, which is viewed as a reference point to ensure effective realization of all rights contained in the CRC, the observance of which will allow for the child to fully develop his or her potential.863 The IA Court of HR has held that “the prevalence of the child’s superior interest should be understood as the need to satisfy all the rights of the child, and this obliges the State and affects the interpretation of the other rights established in the Convention when the case refers to children.”864
13. In short, the Inter-American Court has held that the rights of children must be safeguarded because of their status as human beings, as well as because of the special situation in which children find themselves and, therefore, it is necessary to adopt measures of special protection.865 This additional obligation of protection866 and these special duties of protection, which stem from the need for protection of the subject of law,867 have specific consequences vis-à-vis the situation of institutionalized children and adolescents.
14. Furthermore, the Court has found that “the ultimate objective of protection of children in international instruments is the harmonious development of their personality and the enjoyment of their recognized rights.”868
II.2. Children and Adolescents Placed in Care and Protection Institutions
15. For the purposes of the Report, institutionalized children and adolescents are defined as those who live full time, under administrative, judicial order or another type of decision, for reasons of protection and care.
16. Interventions for reasons of child welfare or protection and care are a common practice in the hemisphere and this entails some degree of intrusion, if not a violation of a child’s right to live with his or her family,869 or fails to preserve the family bond by temporarily interfering and then directing efforts toward the reintegration of the child with his or her family and community, provided that it is not contrary to the child’s best interests.870 The corpus juris on the human rights of children and adolescents, which includes the United Nations Guidelines on Alternative Care for Children, sets forth several minimum standards to be taken into account with regard to this type of public policies. These instruments place a high priority on the duty of States to safeguard stable and settled family environments, and to develop policies of support and services to serve the best interests of the child to greatest extent possible.871
II.3. Preventing All Types of Violence against Children and Adolescents
17. The Report is a response to the need to take a closer look at this type of institution from a human rights perspective, which has been laid out in the World Report and in IACHR reports such as the Report on Corporal Punishment and Human Rights and the soon to published Report on Juvenile Justice and Human Rights.
18. The high risk of children and adolescents living in institutions becoming victims of violence is a consequence of several different factors and can be even higher in certain circumstances, such as in the case of girls or, having a different type of capacity
19. These situations of violence can arise in the course of performance of the duties of care and protection by institution officials or in imposing disciplinary measures. The use of physical punishment or other forms of violence in these institutions is still not expressly prohibited in most States of the hemisphere.872 All children and adolescents living in these institutions also run the risk of being subjected to a variety of forms of violence as a consequence of their treatment, including the use of medical procedures and medications as an instrument of control or a form of medical coercion.
20. The very conditions in which institutionalized children and adolescents live could be viewed as a practice of violence. Negligence, confinement to overcrowded living conditions, isolation or solitary confinement, a failure to provide education programs or recreation or health or medical care are just a few examples of these forms of institutional violence. In addition to all of these potential sources of violence, these children and teenagers can face serious situations of violence between one another, particularly in the context of deficient institutional oversight and control of institutions.
21. The State’s obligation does not stop at merely preventing violence perpetrated by its own agents, but also involves the prevention of any form of violence committed by third parties. In order to determine the extent to which a State exerts control over institutions of a private or private/public nature, one must look at how zealously it plays its role as a guarantor of the rights of children entrusted to the protection and care or treatment in these institutions in keeping with international human rights law.
III. OBJECTIVES
22. The general objective of the Report is to contribute to the improvement of the situation of children and adolescents living in institutions in the Americas, by identifying and documenting institutional practices,873 as well as drafting recommendations regarding the legislation, policies and practices governing these institutions as they pertain to respect for the human rights of children and adolescents.
23. Specifically, the Report will yield information on the situation of children and adolescents at care and protection institutions and will identify possible violations of children’s and adolescent’s rights within these institutions, including the situation of migrant children and adolescents, victims of sexual exploitation, trafficking and other types of violence. It is also hoped that the Report will help to promote a greater degree of interdisciplinary collaboration and comparative research.
24. Another pertinent objective of the Report is to determine the degree of control exerted by States over these institutions. In order to assess the appropriate level of oversight and the duty of prevention of the State, the particular type of institution must be taken into account and, for this purpose, a distinction must be drawn between the following types of institution: 1) State-run institutions- psychiatric institutions or public or quasi-public hospitals, among others; 2) private or joint private/public institutions overseen directly by State-orphanages, and residential homes with state financing or under concession by the State, among others; 3) private institutions overseen indirectly by the State- run by authorized churches; orphanages, residential care facilities or private hospitals among others.
IV. METHODOLOGICAL STRATEGY
IV.1. Proposal
25. The proposed methodological strategy includes several complementary techniques. In addition to gathering existing information, requesting information from the States and a variety of civil society organizations by means of a questionnaire, and holding regional consultations, we plan for the Report process to include a survey to be completed by the institutionalized children and adolescents themselves, discussion groups and case studies. Additionally, we will look into forming a group of experts for ongoing consultation throughout the process of drafting the regional Report.
IV.2. Gathering existing information
26. Gathering existing information involves a review of any available information, investigations/research, studies and reports on the subject matter, including the output of international or academic organizations, governmental institutions and non-governmental organizations. Examining existing information makes it possible to determine weaknesses and identify issues to be included on the investigation agenda. The Report will also examine the legal framework, current statutes and regulations and the principles, legal precedents and the international human rights instruments that are most relevant to these issues. The guidelines for interpretation of international law are rooted in the American Convention (Article 29), the principles of the CRC and the 1969 Vienna Convention on the Law of Treaties (Articles 31, 32, and 33).
IV. 3. Requesting information from States and civil society organizations by means of a questionnaire
27. The Report will also draw on information gleaned from the responses to the questionnaires, which will be given to and completed by the States, UNICEF offices, human rights and civil society organizations that work on issues pertaining to the rights of the child.
28. The information received through this questionnaire shall serve as input for the preparation of working materials, which shall be made available for use at regional meetings.
IV. 4. Regional consultation meetings
29. As part of the Report drafting process, regional consultation meetings will be held with experts on the subject matter, regional representatives of human rights groups, organizations that work on the subject matter, state authorities, among other key actors, in order to gather additional information on institutional practices, technical aspects of these issues, as well as to discuss the conceptual framework of the report.
30. The consultations will be held in coordination with UNICEF offices and will take into account the experience of consultations that were held in the context of preparation of the soon to be published report on Juvenile Justice and Human Rights, and care will be taken to include efforts made prior to the consultations in order to ensure the quality of contributions.
IV. 5. Surveys and group discussions of children and adolescents
31. It would be a disservice for this Report to leave out the very children and adolescents, who are at the center of the different types of interventions. Therefore, the methodological strategy includes surveys to be completed by the children and adolescents, as well as group discussions with their participation.
32. The Report preparation process will include a still undetermined number of surveys of institutionalized children and adolescents. The process will also have a still undetermined number of group discussions of adolescents deprived of their liberty. The group segmentation criteria will be designed to detect groups of children who are victims of discrimination or are particularly vulnerable either within the institutions or under the legislation of the particular State involved.
33. A survey form will be used to gather the opinions of institutionalized children and adolescents regarding certain dimensions and variables that are considered important. The methodology will adhere to the standards and requirements developed by the United Nations Committee on the Right of the Child in General Comment Nº 12 on children’s right to be heard, particularly with regard to the creation of mechanisms to ensure that children are able to adequately express their opinions in light of their special situation of vulnerability and making sure that participating in the survey does not place them at risk of further victimization.
IV. 6. Case studies
34. As part of the Report drafting process, case studies will be used to help to achieve a more in-depth analysis of the subject at hand. These studies shall be based on working guidelines and a standardized methodology.
35. The use of case studies is an effective method to conduct in-depth examination of specific situations, as well as to produce detailed descriptions of such situations, including their context and principal components. Case studies, as a method for analysis of a particular public policy (or of a public policy mechanism, such as the institutions that are the subject of this study) are a valuable tool for identifying managerial and administrative practices, organizational structures, budget performance, context of application, and interaction of agents involved.
V. ANTICIPATED RESULTS
36. In order to achieve these objectives, the Report must yield quantitative information, such as the number of children and adolescents in the Americas who are not living with their family, information on the types of existing child/adolescent care and protection institutions or information on the budget allocated by States for the operation of these types of institutions. The Report is expected to highlight the importance of devising indicators to measure and evaluate the impact of institutional mechanisms, laws and public policies in this field, especially the impact of reforms and innovations carried out over the past decades after ratification of the CRC by the States of the region and the progressive development of the corpus juris in the field of the rights of children and adolescents.
37. In addition to increasing the availability of descriptive statistics on children and adolescents and the types of institutions in which they are placed, the Report will help to identify who they are and the reasons for their placement. It will also help to shed light on their demographic characteristics and profile of victimization, such as what percentage of institutionalized children and adolescents are afro-descendants, indigenous, from low-income families, and victims of abuse, violence and exploitation (such as child labor or sexual exploitation). A gender perspective will be used in analyzing the information and any institutional practices that disregard this perspective will be identified.
38. In the context of the drafting of the Report, a study and assessment will be conducted on the human rights standards that must be upheld at either public or private facilities where children and adolescents are institutionalized. The Report will identify the specific human rights standards that apply to the institutional mechanisms addressed in the study.
39. The Report will address the variety of challenges faced by state systems to bring their child care institutions into line with international human rights standards, and will make specific recommendations. In identifying the challenges and issues, the Report will recommend strategies to confront the challenges. Both the regional and national levels will be taken into account in the Report, as well as diversity and challenges that are unique to particular groups, including the gender or ethno-racial perspective, the situation of migrants and of religious, social and political minorities, and of low-income groups. Accordingly, the Report will address deficiencies at these care and protection institutions, such as the lack of trained staff, underfunding, overcrowding, lack of socio-educational programs, the failure to provide tailored responses to particular individuals and groups, the State subcontracting or being supplanted by private or faith-based institutions, which are often not subject to effective oversight or control.
40. The Report will put forth recommendations to the States, international organizations and organized civil society on how to effectively apply international standards and principles of human rights to the institutions and laws, policies and practices at issue, in order to improve the situation of children and adolescents who are subjected to this type of regime.
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