fellow judges in disregard of the social practice that constitutes the rule of recognition.
152
Patrick Emerton
On the ‘thick’ picture of validation, what it is that is validated are the various
rules and principles that make up the legal system and determine outcomes
and consequences within it. In a legal system of even modest complex-
ity, these will include rules and principles that have not been expressly or
self-evidently stated by any authoritative source, but rather are derived – as
implications, consequences, interpretations and the like – from those sources.
Call this unexpressed law (which contrasts with expressed law). There also are
likely to be rules and principles for generating unexpressed law (e.g., rules for
reconciling or integrating prima facie conflicting sources; rules of statutory
interpretation; rules for deriving authoritative principles from decided cases;
etc.), without which no account can be given of how the unexpressed law is
part of the system.
18
Call these rules of legal inference.
19
On the ‘thick’ Hartian
conception of law, the rules of legal inference themselves stand in need of
validation, if they are to be part of the system.
It might be tempting to think that the rules of legal inference could them-
selves be part (perhaps the major part) of the rule of recognition. However,
Dworkin has advanced a very persuasive argument that these sorts of rules are
simply not apt to be exemplified as social rules or practices:
20
rules having this
sort of complexity, and hence apt to generate disagreement
around their inter-
pretation and application, will simply not generate the convergent behaviour
that is characteristic of a social rule.
In any event, there is good reason to think that these rules of legal inference
could not be written law and hence either: (a) if part of the rule of recogni-
tion would render it impossible to (fully) declare that rule in writing; or (b) if
18
On some occasions (e.g., if in the context of an exposition of some point by a court with appro-
priate standing in a judicial hierarchy), the ascertainment of unexpressed law may render the
hitherto-unexpressed expressed.
19
It is beyond the scope of this chapter to consider in any detail the possible content of rules
of legal inferences, which obviously can vary extremely widely across different legal systems.
Within the Australian legal system, one important class of such rules is that of rules which
determine the consequence for one expressed law of changes in another expressed law that
do not directly refer to the first expressed law. One example of such a rule is the principle of
legality, which determines the consequences for various expressed rules of the common law
of the enactment of a statute that does not expressly address those common law rules but on
its face may bear upon them (see e.g., Lacey v. Attorney-General (Qld) (2011) 242 CLR 57). A
second (which has no special name) is the rule used by the High Court in PGA v. The Queen
(2012) 245 CLR 355 to determine the consequence of various express laws that changed the
legal status of women (e.g., emancipation statutes; divorce statutes; enfranchisement statutes,
etc.) for the common law rule governing the possibility of rape in marriage: for the majority’s
statement of the rule, see (2012) 245 CLR 355, 373 [30] (French CJ, Gummow, Hayne, Cren-
nan and Kiefel JJ).
20
Ronald Dworkin, ‘The Model of Rules II’, in
Taking Rights Seriously (Cambridge: Harvard
University Press, 1978), 54–7, 61–3.