Document title
|
Placement/Circulation
|
Listing level
|
Filing format
|
1.
|
Application for the listing of securities or for a change in the listing level (via the IPA)
|
placement and circulation
|
all levels
|
Document with ES via the IPA
or
on paper
electronically, IPA form
|
2.
|
Security Questionnaire (via the IPA)
|
placement and circulation
|
all levels
|
Document with ES via the IPA
or
on paper
electronically, IPA form
|
3.
|
A copy of a decision to effect issue (additional issue) of the Bank of Russia bonds, with an approval mark made by the competent body of the Bank of Russia
|
placement and circulation
|
all levels
|
|
4.
|
Notice of the start of placement (via the IPA)
|
placement
|
all levels
|
Document with ES via the IPA
or
on paper
electronically, IPA form
|
5.
|
Other documents (information) necessary for the listing of the securities (as requested by the Exchange)
|
placement and circulation
|
all levels
|
upon request:
Document with ES via the IPA
or
on paper, and/or
electronically via the IPA
|
Note:
If the Entity files an Application for the listing (or changing the listing level) of securities, it shall not be necessary to re-submit any earlier provided documents, except where changes and/or additions were made to such documents.
1.12. In relation to the Bank of Russia bonds (in connection with maintaining the listing of the securities):
№
|
Document title
|
Frequency and time frames for the filing of documents/information
|
Filing format
|
Listing levels
|
Documents/information filed upon the occurrence of an event
|
1.
|
A copy of a decision (amendment) to effect issue (additional issue) of the Bank of Russia bonds, with an approval mark made by the competent body of the Bank of Russia
|
within 10 working days from the registration date of such amendments/additional issue
|
Document with ES via the IPA
or
on paper
electronically via the IPA
|
all levels
|
2.
|
Other documents (information) necessary for the listing of the securities (as requested by the Exchange)
|
upon request
|
Upon request:
Document with ES via the IPA
or
on paper, and/or
electronically via the IPA
|
all levels
|
Note:
In relation to the maintenance of Bank of Russia bonds, due to the specific features of the regulatory basis of the Bank of Russia bonds market functioning, the schedule of documents/information submitted to the Exchange regarding securities listing may be changed by special decisions of the Exchange competent body.
1.13. In relation to Exchange-registered RDRs (while listing, registering an issue of Exchange-registered RDRs, registering of Exchange-registered RDRs prospectus and determination of the security trading start date):
Do'stlaringiz bilan baham: |