Listingrule s


In connection with the review of the application requesting consideration of the securities listing issue



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2021-04-23-listing-rules

In connection with the review of the application requesting consideration of the securities listing issue
Table 3

Document title

Placement/Circulation

Type of security

Listing level

Filing format

1.

Application for the listing of securities (via the IPA)

circulation

all types of securities

Level Three

  • Document with ES via the IPA

or

  • on paper

  • IPA form

2.

Security Questionnaire (via the IPA)

circulation

all types of securities

Level Three

  • Document with ES via the IPA

or

  • on paper

  • IPA form

3.

Documents evidencing the powers of the signatory to the Application, Questionnaire, and/or executed agreement, including the consent to personal data processing in accordance with the requirements of Annex A to these Rules

circulation

all types of securities

Level Three

  • Document with ES via the IPA

or

  • on paper

  • electronically as a pdf. file via the IPA

4.

Letter(s) confirming that the circulation of the securities in the Russian Federation conforms to the requirements of the laws of the Russian Federation, the foreign law, including the foreign issuer's (the underlying securities issuer's) proper law, and the proper law of the foreign stock exchange (if the Exchange so requests)

circulation

all types of securities

Level Three

  • Document with ES via the IPA

or
upon request:

  • on paper,

  • electronically as a pdf. file via the IPA

5.

An agreement for the provision of appropriate listing services as envisaged in these Rules (2 copies)
(the IPA option)

circulation

all types of securities

Level Three

  • Document with ES via the IPA

or
•on paper



6.

Other documents (information) (as requested by the Exchange)

circulation

all types of securities

Level Three

upon request:

  • Document with ES via the IPA

or

  • on paper, and/or

  • electronically via the IPA

Notes:



      1. The document indicated in Clause 4 of the Table may be drafted in the English language and must be signed by a legal advisor agreed with the Exchange. Documents (information) referred to in Section 6 of the Table above may be filed in English, if so agreed with the Exchange.

      2. Upon the filing of an Application, it shall not be necessary to re-submit any earlier provided documents, except where changes and/or additions were made to such documents. The Exchange shall be entitled to request for the updated document referred to in Section 4 of the Table after one year since the submission of such document.

      3. It shall not be necessary to file an agreement for the provision of respective listing services referred to in the Rules if there exists an earlier executed contract for such services.

1.10. In relation to the securities of foreign issuers (for the purposes of maintaining the listing of such securities):




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