Listingrule s

Document title	Placement/Circulation	Listing level
Filing format
1.	Application for the listing of securities or for a change in the listing level (via the IPA)	placement and circulation	all levels	Document with ES via the IPA or on paper IPA form
2.	Security Questionnaire (via the IPA)	placement and circulation	all levels	Document with ES via the IPA or on paper IPA form
3.	Documents evidencing the powers of the signatory to the Application, Questionnaire, and/or executed agreement, including the consent to personal data processing (standard form) in accordance with the requirements of Annex A to these Rules	placement and circulation	all levels	Document with ES via the IPA or on paper electronically as a pdf. File via the IPA
4.	1. The text of the unit investment fund trust management rules (mortgage collateral trust management rules) registered by the Bank of Russia/ agreed on with the specialised depository (for mutual fund units intended for qualified investors) with all changes made	circulation	all levels	Electronically via the IPA
5.	An agreement for the provision of appropriate listing services as envisaged in these Rules (2 copies) (using the IPA option)	circulation	all levels	Document with ES via the IPA or on paper
6.	Report on correcting all discrepancies identified in the course of pre-listing (unless three months from the date of Exchange’s notice of discrepancies identified during prelisting procedures are expired)	placement	all levels	Document with ES via the IPA or on paper electronically via the IPA
7.	Notice of the securities placement/sale start, of the trading start date (via the IPA)	circulation	all levels	Document with ES via the IPA or on paper electronically, IPA from
8.	Other documents (information) necessary for the listing of the securities (as requested by the Exchange)	placement and circulation	all levels	upon request: Document with ES via the IPA or on paper, and/or electronically via the IPA

Notes:
1. Upon any change in the information contained in the Security Questionnaire, the Entity shall notify the Exchange in writing of such changes and shall re-submit an updated Questionnaire in an electronic form within 10 working days from the date of the coming into force of such changes.
2. If the Entity files an Application for the listing (or changing the listing level) of securities, it shall not be necessary to re-submit any earlier provided documents, except where changes and/or additions were made to such documents.
3. It shall not be necessary to file an agreement for the provision of respective listing services referred to in the Rules if there exists an earlier executed contract for such services.
Pre-consideration of documents in accordance with Clause 7.1 hereof:

1. 
   The documents (draft documents) shall be submitted for pre-consideration electronically via the Issuer’s Personal Account on the website of the Exchange, except for the relevant agreements are originally submitted.
   
2. 
   The agreements for listing services/pre-consideration of documents for listing securities on paper in two copies or a document signed with ES via the IPA (the document can be produced via the IPA).
   
3. 
   If the Issuer submits an Application for documents pre-consideration for the listing, it shall not be necessary to re-submit any earlier provided documents.
   

1.8. In relation to investment units of unit investment funds (mortgage participation certificates) (in connection with maintaining the listing of such securities):

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