In relation to mortgage participation certificates:
conformity of the securities with the requirements of the Federal Law dated 11 November 2003 No. 152-FZ "On Mortgage-Backed Securities", other statutes and regulations of the Russian Federation, including the Bank of Russia regulations (hereinafter, the mortgage-backed securities law of the Russian Federation);
disclosure of information on mortgage-backed securities in accordance with the requirements of the laws of the Russian Federation on mortgage-backed securities and the Listing Rules.
In relation to foreign issuers' securities (other than those in relation to which restrictions are imposed by the laws of the Russian Federation or of a foreign country whereby their offering to general public in the Russian Federation is not allowed, or units (shares, participatory interests) of a foreign exchange-traded investment fund):
conformity of such securities with the requirements of Article 51.1 of the Securities Market Law;
assumption, by the foreign issuer of securities (with the exception of the issuers of foreign securities referred to in Sub-Clause 5.1.6.3 of this clause) of the duty to provide the Exchange with information for subsequent disclosure by the Exchange in accordance with the requirements of the securities law of the Russian Federation, or assumption of the duty to disclose information in accordance with Annex 10 to the Rules in events, described in Article 51.1 of the Securities Market Law, or assumption, by the Exchange, of the duty to disclose information in accordance with the requirements of the securities law of the Russian Federation;
assumption, by the foreign issuer of securities that evidence the title to a certain quantity of underlying securities (shares or bonds of a foreign or Russian issuer, or securities of another foreign issuer that evidence the rights in relation to the foreign issuer's shares or bonds) and entitle their holders to claim, from the issuer, the respective quantity of the underlying securities (hereinafter, foreign depositary receipts), and/or by the issuer of the underlying securities and/or the Exchange, of the duty to disclose information on foreign depositary receipts, as well as on the issuer of the underlying securities in accordance with the requirements of the securities law of the Russian Federation, the Bank of Russia regulations and these Rules;
the issuer of foreign securities (underlying securities) submitted a prospectus (draft prospectus) of the foreign issuer's securities (except for events when the registration of a prospectus is not required), and the contents of and the data included in such prospectus (draft prospectus) conform to the requirements of the securities law of the Russian Federation, the Bank of Russia regulations or the rules approved by the Exchange (when the laws of the Russian Federation so provide) and disclosed on the Exchange’s website;
other requirements of the securities law of the Russian Federation, including the Bank of Russia regulations are complied with.
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