Listingrule s

SUBSECTION 2.3. SPECIFIC RULES GOVERNING THE LISTING OF EXCHANGE-REGISTERED BONDS, EXCHANGE-REGISTERED RDRs, AND/OR REGISTRATION ACTIVITIES OF THE EXCHANGE

Article 11.1. Registration activities of the Exchange

1. 
   Registration activities of the Exchange shall include the following:
   

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  registration (denial of registration) issues (additional issues) of securities and (or) securities prospectus, Exchange-registered bond program;
  
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  registration (denial of registration) of changes to the decision to effect the issues of securities, Exchange-registered bond program or securities prospectus;
  
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  suspension or resumption of securities issuance;
  
• 
  declaring an issue (additional issue) of securities or an exchange-registered bond program void and cancellation of their registration;
  
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  cancellation of securities issue or Exchange-registered bond program registration if the event that the issue (additional issue) of securities or an exchange-registered bond program is declared void.
  

2. 
   The Exchange shall carry out its registration activities in accordance with the requirements of the Russian Federation laws on securities, regulatory documents of the Bank of Russia and in accordance with specifics of these Rules
   

Article 11.2. Registration of issues (additional issues) of exchange-registered bonds and assignment of registration numbers to issues (additional issues) of exchange-registered bonds. Peculiarities of inclusion in the List of exchange-registered bonds.

1. 
   The issuance of exchange-registered bonds and the registration of their issues (additional issues) shall be carried out in accordance with the procedure established by the Securities Market Law and the regulations of the Bank of Russia.
   
2. 
   The decision to register an issue of exchange-registered bonds shall be made by the Exchange simultaneously with the decision to include such exchange-registered bonds in the List, except in the case of inclusion in the List of exchange-registered bonds that were registered and/or to which an ID number was assigned earlier (including by another exchange).
   

The Exchange shall make a decision to include or deny inclusion of exchange-registered bonds that were registered and/or to which an ID number was assigned earlier (including by another exchange) in the relevant section of the List in accordance with the procedure specified in Article 7 of the Rules and without taking into account the peculiarities specified by this Article.

3. 
   The decision to register an additional issue of exchange-registered bonds is not accompanied by a decision to include such additional issue in the List. An additional issue of exchange-registered bonds shall be admitted to trading on the basis of a previously adopted decision of the Exchange to include an issue of exchange-registered bonds which has been placed and with respect to which this issue of exchange-registered bonds to be placed is additional in the List.
   
4. 
   The Exchange shall make the decision to register an issue (additional issue) of exchange-registered bonds simultaneously with the decision to register the prospectus of the exchange-registered bonds, unless the registration of the issue (additional issue) of exchange-registered bonds is not accompanied by the registration of their prospectus in accordance with Clause 1 of Article 22 of the Securities Market Law.
   

The Exchange shall not make a decision to register the prospectus for exchange-registered bonds if, instead of a prospectus of exchange-registered bonds, the issuer has submitted a notification of its preparation to the Exchange in accordance with the regulations of the Bank of Russia. The same legal consequences arise when the Exchange receives a notice of exchange bond prospectus preparation as from the registration of an exchange bond prospectus.

5. 
   Upon the registration of an issue (additional issue) of exchange-registered bonds, such issue (additional issue) shall be assigned a registration number by the Exchange in accordance with the regulations of the Bank of Russia.
   
6. 
   The Exchange shall register an issue of exchange-registered bonds and include the exchange-registered bonds in the List or register an additional issue of exchange-registered bonds on the basis of the corresponding Application.
   

The Application shall be accompanied by the documents listed in Clause 1.1.1 of Annex 1 to the Rules (Table 1).
The Application and documents for registration of an issue (additional issue) of exchange-registered bonds and inclusion of the exchange-registered bonds in the List must be submitted to the Exchange no later than one month from the date of approval of the prospectus of the exchange-registered bonds if the registration of the issue (additional issue) of exchange-registered bonds is accompanied by the preparation and registration of the prospectus of the exchange-registered bonds, and in the event that the notice of prospectus preparation is submitted simultaneously with the Application..
If, before the registration of an issue (additional issue) of exchange-registered bonds accompanied by the preparation and registration of the prospectus of the exchange-registered bonds, circumstances arise that may significantly affect the decision to purchase the exchange-registered bonds, the issuer must submit the prospectus of the exchange-registered bonds amended to reflect such circumstances to the Exchange (unless the issuer discloses information in the form of an issuer's report and corporate action notices in accordance with Clause 4 of Article 30 of the Securities Market Law).

7. 
   The procedure for consideration of the Application and the full set of documents, as well as the procedure for the Exchange to make a decision to register or deny registration of an issue (additional issue) of exchange-registered bonds; to register or deny registration of the prospectus of the exchange-registered bonds, if the registration of the issue (additional issue) of exchange-registered bonds is accompanied by the preparation and registration of the prospectus of the exchange-registered bonds; and to include or deny inclusion of the exchange-registered bonds in the relevant section of the List shall be similar to the procedure specified in Article 7 of the Rules, taking into account the peculiarities established by this Article.
   
8. 
   The Exchange shall make the decision to register or deny registration of an exchange-registered bonds issue; to register or deny registration of an exchange-registered bond prospectus, if registration of the exchange-registered bonds issue is accompanied by the preparation and registration of the exchange-registered bond prospectus; and to include or deny inclusion of the exchange-registered bonds in the List (regardless of the listing level) on the basis of the expert opinion of the Listing Department within the following periods from the date of submission of the Application and the full set of required documents:
   

1. 
   in the case of registration of an issue of exchange-registered bonds which is accompanied by the registration of an exchange-registered bond prospectus whether such bonds are placed within the bond program or notbond prospectus – within 20 working days; or after the provision of the service of Pre-listing of exchange-registered bonds or the Preliminary review of issue documents for exchange-registered bonds in accordance with Articles 7.1 or 11.3 of the Rules, respectively, within 5 working days;
   
2. 
   in the case of registration of an issue of exchange-registered bonds placed within the framework of an exchange-registered bond program which is not accompanied by the preparation and registration of a securities prospectus (including when a notification about the preparation of the exchange-registered bond prospectus is submitted) – within 7 working days; or after the provision of the service of Pre-listing of exchange-registered bonds or the Preliminary review of issue documents for exchange-registered bonds in accordance with Articles 7.1 or 11.3 of the Rules, respectively, within 3 working days;
   
3. 
   in the case of registration of an issue of exchange-registered bonds not placed within the framework of an exchange-registered bond program, which is not accompanied by the registration of an exchange-registered bond prospectus (including when a notification about the preparation of the exchange-registered bond prospectus is submitted) – within 12 working days; or after the provision of the service of Pre-listing of exchange-registered bonds or the Preliminary review of issue documents for exchange-registered bonds in accordance with Articles 7.1 or 11.3 of the Rules, respectively, within 5 working days.
   

1. 
   The Exchange shall make a decision to register or deny registration of an additional issue of exchange-registered bonds or to register or deny registration of an exchange-registered bond prospectus if registration of the additional issue of exchange-registered bonds is accompanied by the preparation and registration of an exchange-registered bond prospectus, on the basis of the expert opinion of the Listing Department within the following periods from the date of submission of the Application and the full set of required documents:
   

1. 
   in the case of registration of an additional issue of exchange-registered bonds which is accompanied by the registration of an exchange-registered bond prospectus, whether such bonds are placed within the bond program or not – within 20 working days; or after the provision of the service of Preliminary review of issue documents for exchange-registered bonds in accordance with Article 11.3 of the Rules, within 5 working days;
   
2. 
   in the case of registration of an additional issue of exchange-registered bonds which is not accompanied by the preparation and registration of the prospectus of the exchange-registered bonds (including when a notification on the preparation of a prospectus of exchange-registered bonds has been submitted), whether such bonds are placed within the bond program or not – within 5 working days.
   

1. 
   The Exchange shall provide the issuer the service of registration of an issue (additional issue) of exchange-registered bonds, registration of exchange-registered bonds (if applicable) and inclusion of the exchange-registered bonds in the List on the basis of a listing service agreement.
   
2. 
   No later than 1 trading day following the day when the Exchange makes the decision to register the issue (additional issue) of exchange-registered bonds, register the prospectus of the exchange-registered bonds (in the case of such registration) and to include the exchange-registered bonds in the List, the Exchange shall:
   

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  send the issuer a of notice of decisions made by post or email, or by hand delivery against receipt;
  
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  disclose information on the decisions made on the Exchange's website.