Listingrule s



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2021-04-23-listing-rules

Document title

Placement/Circulation

Listing level

Filing format

1.

Application for the listing of securities or for a change in the listing level (via the IPA)

placement and circulation

all levels

  • Document with ES via the IPA

or

  • on paper

  • electronically, IPA form

2.

Security Questionnaire (via the IPA)

placement and circulation

all levels

  • Document with ES via the IPA

or


  • on paper

  • electronically, IPA form

3.

A copy of a decision to effect issue (additional issue) of the Bank of Russia bonds, with an approval mark made by the competent body of the Bank of Russia

placement and circulation

all levels




  • electronically, IPA form

4.

Notice of the start of placement (via the IPA)

placement

all levels

  • Document with ES via the IPA

or

  • on paper

  • electronically, IPA form

5.

Other documents (information) necessary for the listing of the securities (as requested by the Exchange)

placement and circulation

all levels

upon request:

  • Document with ES via the IPA

or

  • on paper, and/or

  • electronically via the IPA



Note:

  1. If the Entity files an Application for the listing (or changing the listing level) of securities, it shall not be necessary to re-submit any earlier provided documents, except where changes and/or additions were made to such documents.





1.12. In relation to the Bank of Russia bonds (in connection with maintaining the listing of the securities):






Document title

Frequency and time frames for the filing of documents/information

Filing format

Listing levels

Documents/information filed upon the occurrence of an event

1.

A copy of a decision (amendment) to effect issue (additional issue) of the Bank of Russia bonds, with an approval mark made by the competent body of the Bank of Russia

within 10 working days from the registration date of such amendments/additional issue



  • Document with ES via the IPA

or

  • on paper

  • electronically via the IPA

all levels

2.

Other documents (information) necessary for the listing of the securities (as requested by the Exchange)

upon request

Upon request:

  • Document with ES via the IPA

or

  • on paper, and/or

  • electronically via the IPA

all levels



Note:

  1. In relation to the maintenance of Bank of Russia bonds, due to the specific features of the regulatory basis of the Bank of Russia bonds market functioning, the schedule of documents/information submitted to the Exchange regarding securities listing may be changed by special decisions of the Exchange competent body.

1.13. In relation to Exchange-registered RDRs (while listing, registering an issue of Exchange-registered RDRs, registering of Exchange-registered RDRs prospectus and determination of the security trading start date):




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