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2021-04-23-listing-rules

1.1.3 Documents submitted for the exchange-registered bond prospectus registration or when submitting a notice of exchange-registered bond prospectus preparation subsequently
Table 1
Exchange-registered bond prospectus registration

No.

Document title

Filing format

When submitting documents signed with ES

When submitting documents
Without using ES

On paper

Electronically

1.

Application to register the exchange-registered bond prospectus
(via the IPA)

Document with ES via the IPA

Original document

filling in an IPA form

2.

Exchange-registered Bonds Questionnaire and/or Exchange-registered Bond Program Questionnaire for which the prospectus is registered (via the IPA)

Document with ES via the IPA

Original document

filling in an IPA form

3.

Agreement for the relevant listing services, as prescribed in the Rules
(using the IPA option)

Document with ES via the IPA

Original document
(2 copies)

-

4.

Documents evidencing the powers of the signatory to the Application, and/or executed agreement, including a consent to personal data processing (standard from), in accordance with the requirements of Annex A to these Rules

Document with ES via the IPA

Original or certified copy (extract thereof) of the document

pdf scan-copy via the IPA

5.

A copy of the charter (incorporation document) of the issuer as currently applicable with all amendments and/or additions thereto

Document with ES via the IPA

Certified copy of a document

pdf scan-copy via the IPA

6.

The Exchange-registered bond prospectus, in the form prescribed by a Bank of Russia regulation

Document with ES via the IPA

Original document
(3 copies)

doc, docx, rtf or pdf via the IPA13

7.

A copy of (extract from) minutes of the meeting of the issuer's competent governance body (order, directive, or another document), that made the decision to approve the Exchange-registered bond prospectus, with an indication, if the prospectus was approved by the collegiate governance body, to the quorum and the voting results in favour of such approval

Document with ES via the IPA

Certified copy (extract thereof) of a document

-

8.

Other documents (information) necessary to register the exchange-registered bond prospectus
(At request of the Exchange)

As requested: either as electronic documents signed with ES, or otherwise without using ES



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