Potential infinite Actual infinite
By addition, by division Recurrent events a parte ante
This sort of actual infinity can be allowed, because even though an
infinity of years or events may have passed, there is no infinite set of
things all present together. In a sense, such an actual infinite is still
at least partially potential. But a problem arises once we admit the
personal immortality of the soul: the souls of all individual humans
that have lived in the past still exist now, and on the assumption
that the world is eternal, they form an infinite set of substances.
Christian and Muslim Aristotelians must now get to grips with a
real actual infinity.
This is one reason, though surely not the whole reason, for
Avicenna’s introduction of a subtle distinction between two types
of infinite sets. Sets of the first type include in themselves their
own rule of construction, their “order” (tart¯ıb). They are infinitely
extendable i.e., potentially, but not actually, infinite (e.g., someone
counting up through the integers, and never of course reaching
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Natural philosophy 299
infinity). Of the second type are sets with no internal rule of construction.
These can be actually infinite.41 The set of the past souls
at any time t is an infinite set of this second type. Potential infinity,
as it were, becomes tied to an intellectual operation (counting,
constructing a geometrical figure, etc.), whereas actual infinity may
exist even in the absence of any mind that could think discursively
through an infinite order.
Avicenna revisits Aristotle’s discussion of infinity not only by
upholding the existence of a “strong” actual infinity, but also by
showing that a certain type of potential infinity is much closer to
actual infinity than orthodox Peripatetics were willing to claim.
The decisive step consists in describing sublunar dynamic motion in
terms of a potential infinity that has much in common with actual
infinity. It is the idea of a dynamic moment that allows Avicenna
to do this. For every sublunar natural motion, there is an infinity of
dynamic states “in actuality.” These states are not purely potential,
since, unlike the points of a line, they have a principle of distinction
(each has amayl-2). But their infinity is not entirely actual, since they
are not all present at the same time. Although Avicenna nowhere
presents a table such as the following, it may represent adequately
the distinctions he introduces in the Aristotelian classification:
“strong” potential infinite “weak” actual infinite
By addition, by division Recurrent events a parte ante
“weak” potential infinite “strong” actual infinite
Sublunar dynamic motion Souls of past men
It is in his Glosses (Ta‘lı¯qa¯ t) that Avicenna sets out in detail the distinction
between sublunar and supralunar motion. In order to do so,
he must explain how the mayl-2, which is characteristic of sublunar
motion, is something real:
The cause of the alteration (al-istih.
a¯ la) that supervenes on natural bodies
endowed with force consists in the places and the positions, insofar as rectilinear
motion is produced by nature and the mobile is not in its natural
state. And the cause of the renewal [reading tajaddud for tah.
addud] and
repetition of its movements, as well as the cause of the alteration (which
tends to the destruction of one force and to the renewal of one another) of
its nature, is the existence of “wheres” and actually determined positions
(wuj ¯ udu uy ¯ unin wa awd. ¯ a‘in mutah.
addidatin bi-al-fi‘l), from the beginning
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300 marwan rashed
of the movement until it comes to a rest. For nature does not cease, at every
instant (fı¯ kulli a¯nin), to be in a new state, different from the previous one.
And what makes these to be states are the changing mayls (wa ha¯dhihi
ah.
wa¯ lun li-al-muyu¯ li al-mutabaddila). This case is similar to the alteration
of this or that quality, e.g., an extraneous temperature of the water, which
does not cease, at every instant, to be altered – increased or diminished –
until the water returns to its natural state. The renewed cause of this process
is the existence of “wheres” and positions actually determined.42
Four points must be emphasized regarding this passage.
(a) The repeated use Avicenna makes of the terms “renewal”
(tajaddud, tajaddada) and “state” (h.
a¯ l) allows us to understand
in all its complexity his position relative to contemporary
kala¯m, and to the school of Abu¯ Ha¯ shim in particular.
With the latter’s disciples, Avicenna holds that there
is a renewal of the movement at every instant, and that
the moving thing, at every instant, is in a different state.
This state is characterized by a position (Avicenna’s wad.
‘
corresponds to the h.
ayyiz of the mutakallimu¯ n) and produced
by an impulsion (Avicenna’s mayl, the i‘tima¯d of the
mutakallimu¯ n). These similarities underline the fundamental
difference between the two systems: their interpretation
of continuity. Whereas between any two Avicennian positions,
there exists always a third one (and so on ad infinitum),
Abu¯ Ha¯ shimand his disciples theoreticallymaintain a
series of discrete positions, even if they take great care not to
determine these atomic thresholds quantitatively. Avicenna
is quite skeptical about the discontinuity and finitism of the
kala¯mtheory, but does not seemto reject its notion of tawallud
(“engendering”), to which his tajaddud appears roughly
equivalent. One may thus interpret Avicenna’s doctrine as a
continuist reformulation of the dynamical principles of Abu¯
H¯ashim.
(b) This implies that Avicenna distances himself from Aristotle’s
conception of potential continuity, since every point
of the trajectory has a principle of distinction dictated by its
mayl. At a terminological level, this tension is conveyed by
the word “alteration” (istih.
a¯ la), which Avicenna employs in
order to describe the variations of the movement’s intensity.
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Natural philosophy 301
We know that in Arabic Peripateticism, this word is the
translation of the Greek alloioˆ sis, change in the category of
quality (poiotˆes). This apparent misuse reflects the fact that
Avicenna does not find at his disposal, in the Aristotelian
terminology, a word perfectly suited to the reality he wishes
to describe. The term “alteration” is no longer confined to
the transition from a (qualitative) beginning to a (qualitative)
end, but can also refer to the instantaneous variability of the
movement itself.
(c) Avicenna consciously remains just shy of accepting an actual
infinity. He says twice that the successive positions of the
mobile are actually (bi-al-fi‘l), not just potentially, determined.
Since he obviously accepts that the points, and therefore
the positions, on any stretch AB are not finite in number,
he must conclude that all the elements of a non-finite set are
actually determined. Interestingly, however, Avicenna does
not say that they are actually infinite. For all the trajectory’s
states are not realized together (ma‘an).43
(d) This passage from the Ta‘lı¯qa¯ t permits us finally to understand
Avicenna’s general theory of motion, as it appears
in particular in the Physics of the Shifa¯ ’ (bk. II, ch. 1).44
Avicenna stresses there that we can mean two things when
we speak of “motion”: motion as a trajectory, which pertains
to our imaginative faculty and is conceived of only as
linking a starting point to an end; and motion as an intermediary
state, which must be attributed to each moment of
the trajectory. Motion in the second sense characterizes an
infinitesimal moment, and nothing else. The present text of
the Ta‘lı¯qa¯ t is the only passage where Avicenna draws such a
strong connection between themayl-2 and this second sense
of “movement.” Themayl represents the principle of distinction
of each position of the trajectory. Each substance spatially
or qualitatively removed from its natural state (e.g., a
stone thrown up away from its natural resting place) returns
to it, passing through all intermediary states. Each of these
intermediary states, because it is not the end point of the process,
produces a newmayl,which adds itself to the impulsion
produced by the others. Every moment is thus characterized
by its own kinetic intensity.45
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302 marwan rashed
Avicenna can thus explain the fundamental difference between
sublunar and supralunar motion. Unlike the trajectory of the four
sublunar elements, the trajectory of a heavenly body has no real
principle of distinction for its positions; the principle of distinction
exists only in the imaginative faculty of the celestial substance. In
other words, Avicenna accepts in this case an interpretation of continuity
akin to that of Aristotle, where the potentiality (dunamis) is
hardly to be distinguished from a purely imaginative existence (cf.
Physics, VIII.8): “the reason for the alteration of the celestial body
is not its positions but its imagination and its renewed volition, one
imaginative act after the other.”46
Avicenna thus seems to stand at the crossroads of two traditions.
With the mathematicians, he recognizes that every one of the infinite
points on a spatial interval AB, without perhaps being perfectly
real, is however notionally and qualitatively distinct from every
other point. But with the mutakallimu¯ n, he sees in a dynamic of
impetus the efficient principle of such a distinction. Thus, starting
from a classificatory project of the different types of impetus,
Avicenna arrives at a complex – because partially “ontological” –
doctrine of instantaneous motion. This combination of the kinematics
of the geometers and the dynamics of mutakallimu¯ n deeply
influenced Avicenna’s successors in the East and theWest. It is probably
Avicenna’s main achievement in natural philosophy that after
him, for every lucid reader, the discussion of motion must focus on
what happens at an infinitesimal level.
post-avicennian kal  ̄am: an overview
We have already seen that the great mutakallimu¯ n of the tenth
century did not hesitate to appeal to the authority of Euclid in
defense of their atomism. But because of the finitist principles of
their ontology, they limited themselves to assimilating their indivisibles
to the points of the geometers. After Avicenna, and probably
under the influence of his doctrine of continuity and the infinite,
the mutakallimu¯ n seem ever more eager to extend their appeal
to geometry from the model of the point to that of the line. This
shift is made possible only by concentrating, even more than previously,
on the question of motion, and above all by putting tacitly
aside the finitist considerations that were characteristic of the
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Natural philosophy 303
school of Abu¯ al-Hudhayl.47 The modern historian is struck by the
impression that thinkers after Avicenna, apart from rather verbal
polemics on some refined – and sometimes extremely interesting –
points, share a more or less common doctrine of motion as a realized
set of punctual moments. But whereas orthodox Avicennians
insist that the moments of the trajectory belong to a continuum,
the mutakallimu¯ n stress that each kinetic point is totally and perfectly
realized. What makes the discussion somewhat scholastic is
that the latter more than ever avoid emphasizing the finite character
of this set of points, while the former, as we have seen, refrain
from admitting clearly that what we have here is nothing other
than a pure actual infinity. They seem rather to consider sublunar
motion as a false potential infinity, or, so to speak, a virtual actual
infinity.
By far the most interesting discussion on these topics appears
in the sixth book of the Mat.
a¯ lib al-‘a¯ liyya of Fakhr al-Dı¯n al-Ra¯zı¯
(d. 1210). He dedicates lengthy chapters to the opposition between
continuism and atomism, and carefully and honestly presents the
“geometrical proofs” that each doctrine uses as support. Two aspects
of al-R¯az¯ı’s approach are striking. First, he is dealingwith the foundations
of geometry, since the discussion of atomism leads him to discuss
such questions as the generation of geometrical objects through
motion and the fifth Postulate (in both cases, al-R¯az¯ı levels criticisms
at the mathematicians). Second, atomism is no longer simply
opposed to geometry,48 but is taken to be confirmed by at least some
geometrical postulates.
It is impossible to summarize here the numerous arguments and
counterarguments presented by al-R¯az¯ı. Very broadly, we can distinguish
two main intuitions in the argumentation of the atomists.
First, they rely on the generation of simple geometrical figures by
motion, in particular the generation of the line by the motion of a
point. A line perpendicular to a surface, moved in a direction parallel
to this surface, will trace a line on the surface. This shows that at
every instant, the line is in contact with the surface in one distinct
indivisible. Second, they appeal to tangent lines. A line can be in
contact with a circle at one single point only if indivisible parts do
exist. It is worth noting that these reflections are permitted by the
re-evaluation of the epistemic status of the imagination, which as
mentioned above is typical of classical kala¯m.
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304 marwan rashed
On the other side, the continuists appeal again and again to the
incommensurability of the side and the diagonal of the square. If both
the side and diagonal contain a finite number of indivisibles – let us
say p and q respectively – then the ratio p/q ought to be a rational
number. But of course, this is not the case. The only escape for the
adversary would be to postulate that there is vacuum between the
indivisible parts – which is, mathematically speaking, no escape at
all. The rhetoric of these polemics aside, we have already alluded to
the fact that the positive argument of the atomists tacitly renounces
the traditional finitism of atomism. The “indivisible parts” of the
latemutakallimu¯ n becomemore andmore akin to “positions” in an
Avicennian sense. We ought however to realize that in taking this
physical turn, the mutakallimu¯ n are simply bringing out a latent
aspect of classical (pre-Avicennian) kala¯m, to which Avicenna too
had been sensible.
This suffices in any case to show that from the eleventh century
C.E. onward, all parties recognize the validity, in sublunar physics,
of a theory of infinitesimal positions characterized by dynamic
moments. It is probable that these decisive transformations of the
Aristotelian doctrine of continuity, and the positing of a new relationship
between imagination and reality that made these transformations
possible, deeply influenced Latin preclassical physics49 and
European scholars of the sixteenth and seventeenth centuries.
notes
1 The exceptions are extremely rare. One thinks of al-J ¯ah. iz.
, partially
transmitted because of his literary skill, and of al-Kind¯ı’s philosophical
treatises, preserved in one Istanbul manuscript.
2 On what follows, see also Rashed [199].
3 The mutakallimu¯ n intensely debated the nature of the relation of
the minimal body to its indivisibles. See, e.g., Al-Ash‘arı¯, Maqa¯ la¯ t alislamiyy
¯ın, ed.H. Ritter, 3rd edn. (Wiesbaden: 1980), 302.16–306.13; Ibn
Mattawayh, Al-Tadhkira f¯ı ah.
k¯ amal-jaw¯ ahir wa al-a‘r ¯ ad.
, ed. S.N. Lut.f
and F. B. ‘Un (Cairo: 1975), 47–8, 193.7ff.
4 It is true that al-Naz.z.
a¯m objects to Abu¯ al-Hudhayl that parts without
extension cannot produce an extended body (see Ibn Mattawayh,
Tadhkira, 189.4–5). This is not, however, meant to prove that there are
no indivisible parts at all, but only that Abu¯ al-Hudhayl has not carried
his atomism of motion as far as he could have done. Otherwise, he
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Natural philosophy 305
would have realized that atomism is properly a theory about motion, or
kinetics, and not about “chemical” composition. Briefly put, al-Naz.z.
¯am
recognizes the existence of unextended indivisibles, but denies that they
play any role in the constitution of bodies. They are rather to be understood
as positions.
5 See D. Furley, Two Studies in the Greek Atomists (Princeton: 1967),
117ff.
6 See S. Dasgupta, A History of Indian Philosophy, 4 vols. (Cambridge:
1922), vol. I, 326–30; S. Radhakrishnan and C. H. Moore, A Sourcebook
in Indian Philosophy (Princeton: 1957), 412. Cf. S. Pines, Beitra¨ ge zur
islamischen Atomenlehre (Berlin: 1936), 112–23; for English translation
see Pines [198].
7 See M. Aouad and M. Rashed, “L’ex’eg`ese de la Rh´etorique d’Aristote:
recherches sur quelques commentateurs grecs, arabes et byzantins, 1`ere
partie,” Medioevo 23 (1997), 43–189, at 89–91.
8 See Dhanani [193], 106.
9 See al-Sharı¯f al-Murtada¯ , Ama¯ lı¯ al-Murtada¯ : Ghurar al-fawa¯ ’id wa
durar al-qala¯ ’id, ed. M. A. Ibra¯hı¯m, 2 vols. (Cairo: 1998), vol. I, 182.1ff.
10 There are however some very interesting transformations, in particular
concerning atomic motion and the continuity of time.
11 Ibn Mattawayh, Tadhkira, 162.8–11.
12 Cf. Euclid, Elements, V, def. 4.
13 Ibn S¯ın¯a [Avicenna], al-Mub¯ ah.
atha¯ t, ed. M. Bı¯da¯ rfar (Qom: 1413 A.H./
1992 C.E.), 363–4, §1136.
14 Ibn Mattawayh, Tadhkira, 162.12–14.
15 Euclid, Elements, I, def. 1.
16 See in particular W. Detel, Aristoteles: “Analytica Posteriora” (Berlin:
1993), 189–232.
17 For a good synthesis of the traditional arguments against the use of
imagination by the mutakallimu¯ n, see the “warning” (tanbı¯h) in Ibn
Maymu¯ n, Dala¯ la al-h. a¯ ’irı¯n, ed. H. Atay (Ankara: 1974), 209.21–211.25.
18 Ibn Mattawayh, Tadhkira, 163.1–4.
19 Ibn Mattawayh, Tadhkira, 163.5–8.
20 A list of the preserved fragments is to be found in D. Gimaret,
“Mat’eriaux pour une bibliographie des Gubb¯a’¯ı,” Journal asiatique 264
(1976), 277–332, at 312. To this can be added al-B¯ır ¯ un¯ı, Tah.
dı¯d niha¯yat
al-Am¯ akin li-tas.h.
ı¯h. masa¯ fa¯ t al-masa¯kin, ed. V. Bulgakov and I. Ah.mad,
2 vols. (Cairo: 1964), 185–6.
21 See the discussion (with further literature) in C. Wildberg, John
Philoponus’ Criticism of Aristotle’s Theory of Aether (Berlin: 1988),
28–37.
22 See van Ess [44], vol. III, 418–45 and below.
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306 marwan rashed
23 SeeG.W. Leibniz, Pacidius Philalethi, Academy Edition, 6th ser., vol. III
(Berlin: 1980), 528–71, at 568.1–3: “Hincmirifice confirmatur quod praeclare
olim a Theologis dictum est conservationem esse perpetuam creationem,
huic enim sententiae affine est quod a te [sc. Leibniz] demonstratur
mutationem omnem quandam esse transcreationem.” We learn
from other documents that Leibniz was deeply interested in the theories
of the mutakallimu¯ n. I present and investigate the relevant material in
my French translation of the Pacidius Philalethi, to appear in 2004.
24 See Avicenna, Risa¯ lat al-adh. awiyya fı¯ al-ma‘a¯d, ed. and Italian trans.
in Avicenna, Epistola sulla vita futura, ed. F. Lucchetta (Padua: 1969),
114–15.
25 Cf. al-J ¯ah. iz.
, Kita¯b al-h. ayawa¯n, ed. A.S.M. Harun, 7 vols. (Cairo: 1938–
45), vol. V, 113.8ff.
26 See van Ess [44], vol. III, 428–45 and vol. VI, 76–8.
27 See Th¯abit ibn Qurra, Answers to the Questions of Ibn Ussayyid, in A.
Sabra, “Th¯abit ibn Qurra on the Infinite and Other Puzzles,” Zeitschrift
fu¨ r Geschichte der arabisch-islamischen Wissenschaften 11 (1997),
1–33.
28 See M. Rashed, “A ‘New’ Text of Alexander on the Soul’s Motion,” in
Aristotle and After, ed. R. Sorabji (London: 1997), 181–95.
29 See R. Morelon, Th¯abit ibn Qurra: OEuvres d’astronomie (Paris: 1987),
LXXVIII–LXXIX.
30 See Rashed [201], 9–14.
31 See M. Naz. ı¯f, “A¯ ra¯ ’ al-fala¯ sifati al-islamiyyı¯n fı¯ al-h. araka wa
mus¯ahamatuhum f¯ı al-tamh. ¯ıd il ¯a ba‘d ma‘ ¯an¯ı ‘ilm al-d¯ın¯am¯ık¯a alh.
adı¯th,” Al-jam‘iyya al-mis. riyya li-ta¯ rı¯kh al-‘ulu¯m 2 (1942–3), 45–64.
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