History and Ethnic Relations
Emergence of the Nation.The Uzbeks coalesced by the fourteenth century in southern Siberia, starting as a loose coalition of Turkic-Mongol nomad tribes who converted to Islam. In the first half of the fifteenth century Abu al-Khayr Khan, a descendant of Genghis Khan, led them south, first to the steppe and semidesert north of the Syr-Daria River. At this time a large segment of Uzbeks split off and headed east to become the Kazakhs. In 1468 Abu'l Khayr was killed by a competing faction, but by 1500 the Uzbeks had regrouped under Muhammad Shaybani Khan, and invaded the fertile land of modern Uzbekistan. They expelled Amir Timur's heirs from Samarkand and Herat and took over the city-states of Khiva, Khojand, and Bokhara, which would become the Uzbek capital. Settling down, the Uzbeks traded their nomadism for urban living and agriculture.
The first century of Uzbek rule saw a flourishing of learning and the arts, but the dynasty then slid into decline, helped by the end of the Silk Route trade. In 1749 invaders from Iran defeated Bokhara and Khiva, breaking up the Uzbek Empire and replacing any group identity with the division between Sarts, or city dwellers, and nomads. What followed was the Uzbek emirate of Bokhara and Samarkand, and the khanates of Khiva and Kokand, who ruled until the Russian takeover.
Russia became interested in Central Asia in the eighteenth century, concerned that the British might break through from colonial India to press its southern flank. Following more than a century of indecisive action, Russia in 1868 invaded Bokhara, then brutally subjugated Khiva in 1873. Both were made Russian protectorates. In 1876, Khokand was annexed. All were subsumed into the Russian province of Turkistan, which soon saw the arrival of Russian settlers.
The 1910s produced the Jadid reform movement, which, though short-lived, sought to establish a community beholden neither to Islamic dogma nor to Russian colonists, marking the first glimmer of national identity in many years. With the Russian Revolution in 1917 grew hopes of independence, but by 1921 the Bolsheviks had reasserted control. In 1924 Soviet planners drew the borders for the soviet socialist republics of Uzbekistan and Karakalpakistan, based around the dominant ethnic groups. In 1929 Tajikstan was split off from the south of Uzbekistan, causing lasting tension between the two; many Uzbeks regard Tajiks as Persianized Uzbeks, while Tajikstan resented Uzbekistan's retention of the Tajik cities of Bokhara and Samarkand. Karakalpakistan was transferred to the Uzbekistan SSR in 1936, as an autonomous region. Over the ensuing decades, Soviet leaders solidified loose alliances and other nationalities into what would become Uzbek culture.
In August 1991 Uzbek Communists supported the reactionary coup against Soviet leader Mikhail Gorbachev. After the coup failed, Uzbekistan declared its independence on 1 September. Though shifting away from communism, President Islom Kharimov, who had been the Communist Party's first secretary in Uzbekistan, has maintained absolute control over the independent state. He has continued to define a single Uzbek culture, while obscuring its Soviet creation.
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