Listingrule s

Other documents (information) necessary for the registration of an issue (additional issue) of exchange-registered bonds and their listing (At request of the Exchange)

As requested: either as electronic documents signed with ES, or otherwise without using ES

Listing of Exchange-registered bonds not previously placed via the Exchange


Table 2

№	Document title	Filing format
		When submitting documents signed with ES	When submitting documents other than signed with EE
			On paper	Electronically
1.	Application for the listing of securities (via the IPA)	Document with ES via the IPA	Original document		IPA form
2.	Securities Questionnaire (via the IPA)	Document with ES via the IPA	Original document		IPA form
3.	Documents evidencing the powers of the signatory to the Application, Questionnaire and/or executed agreement, including a consent to personal data processing (standard from), in accordance with the requirements of Annex A to these Rules	Document with ES via the IPA	Original or certified copy (extract thereof) of documents		pdf via the IPA
4.	A document evidencing that the net assets value of the business entity that provided suretyship in relation to bonds, calculated on the basis of accounting (financial) statements data in respect of the latest complete reporting period immediately preceding the documents filing date, is not less than the suretyship amount (size) (in connection with the listing of suretyship-backed exchange-regulated bonds).	Document with ES via the IPA	Original document		-
5.	A copy of the decision to issue (additional issue) of Exchange-registered bonds, Exchange-registered bond program with all amendments made	Document with ES via the IPA	certified copy certified copy		doc, docx, rtf or pdf via the IPA
6.	A copy of the exchange-regulated bond prospectus, with all amendments thereto (This document should be provided if the exchange-regulated bond prospectus is required by the Russian Federation laws for the exchange-regulated bonds to trade publicly).	Document with ES via the IPA	certified copy		doc, docx, rtf or pdf y via the IPA
7.	A report containing evidence of the issuer's compliance with the requirements to the issuer's corporate governance, as referred to in Clause 2.20 Annex 2 to these Rules (via the IPA), accompanied by the issuer's documents evidencing compliance therewith (in case of Level 1 listing)	Document with ES via the IPA	on paper		the report- IPA form accompanying documents - Electronically via the IPA
8.	An agreement for the provision of appropriate listing services as envisaged in these Rules (2 copies) (using IPA option)	Document with ES via the IPA	Original document (in two copies)		-
9.	A copy of the notice from the exchange confirming admission of the exchange-regulated bonds to trading in the course of placement, and assignment of a registration number at the exchange that effected placement	Document with ES via the IPA	Original document		-
10.	Investment memorandum (standard from) (in the events prescribed in Annex 7 to the Rules)	Document with ES via the IPA	Original document		electronically via the IPA
11.	Other documents (information) necessary for the listing of the securities (as requested by the Exchange)	upon request: Document with ES via the IPA or on paper, and/or electronically via the IPA

Notes:

1. 
   When submitting an Application for inclusion of securities in the List or on registration of additional issue of Exchange-regulated bonds in one of allowed formats (Document with ES via the IPA or on paper) in one of the provided formats (by submitting electronic documents signed with ES, or documents in a different form (format) without using an electronic signature) all documents, attached to such an Application should be submitted in the same format (with the exception of documents that are submitted electronically only).
   
2. 
   The exchange-regulated bonds placement completion notice shall be filed not later than on the placement completion date
   
3. 
   In connection with the filing, by the issuer, of an Application for the listing of exchange-regulated bonds or for registration of an issue (additional issue) of exchange-regulated bonds, it shall not be necessary to re-submit any previously filed documents with the exception of a copy of the charter, and where such documents were in any way amended and/or extended.
   
4. 
   It shall not be necessary to file an agreement for the provision of respective listing services referred to in the Rules if there exists an earlier executed contract for such services.