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2021-04-23-listing-rules

ANNEX 6


to the Listing Rules


Schedule of lists, markets, segments of foreign exchanges which make securities included therein qualify for the inclusion in Level One





Name of list, market, segment

Name of foreign stock exchange

1.

1. NASDAQ Global Select Market,
2. NASDAQ Global Market,
3. NASDAQ Capital Market



NASDAQ Stock Market



2.

Main Market

NASDAQ OMX Stockholm, NASDAQ OMX Helsinki, NASDAQ OMX Copenhagen

3.

1. Premium,
2. Standard

London Stock Exchange

4.

Main Board



The Stock Exchange of Hong Kong

5.

1. Prime Standard
2. Prime Standard Bonds
3. General Standard



Frankfurt Stock Exchange

6.

1. New York Stock Exchange Listing
2. NYSE Bonds

New York Stock Exchange


NYSE Bonds

7

European Regulated Markets: Euronext Amsterdam, Euronext Brussels, Euronext Lisbon, Euronext Paris, Euronext London

Euronext Amsterdam, Euronext Brussels, Euronext Lisbon, Euronext Paris, Euronext London

ANNEX 7


to the Listing Rules


Rules regulating disclosure of information in connection with admission to on-exchange trading of 39-FZ regulated (emissionnye) securities in respect of which securities prospectus was not registered (or filed)





  1. These Rules regulating disclosure of information in connection with admission to on-exchange trading of 39-FZ regulated (emissionnye) securities in respect of which securities prospectus was not registered (or filed) were developed in accordance with Sub-Clauses 1.1.3, 1.2.5 and 1.3.2 Article 5 of the Rules and the securities law of the Russian Federation.

All terms and concepts used in the Information Disclosure Rules shall be used in the meanings ascribed to them in the securities law of the Russian Federation and the Rules:
Information Disclosure Provisions – Bank of Russia Provisions on the Disclosure of Information by Issuers of Securities.
Information Disclosure Rules – the present Rules regulating disclosure of information in connection with admission to on-exchange trading of 39-FZ regulated (emissionnye) securities in respect of which securities prospectus was not registered (or filed).
The List of Requirements to Information Disclosure – the List of Requirements to Information Disclosure provided in the Annex.
Annex – the present Annex 7 to the Rules.
Webpage – a webpage provided by one of securities market data provider.
Standard form – approved and published standard forms of the documents submitted to the Moscow Exchange in relation to the listing issues.
Securities – bonds in respect of which registration of a securities prospectus (or the filing of a securities prospectus with the Moscow Exchange) is not necessary for their public circulation, among them those intended for qualified investors.


The Information Disclosure Rules shall apply to the Securities issuers that in the manner prescribed in the Rules assumed the information disclosure obligation in accordance with the Information Disclosure Rules, as related to inclusion of the List of Securities Admitted to Trading in Level Three.
These Information Disclosure Rules shall not apply to the issuers of Russian Depositary Receipts, Exchange-registered Russian Depositary Receipts, and securities of foreign issuers.

  1. The issuers of Securities that assumed the information disclosure obligation in accordance with the Information Disclosure Rules shall disclose information and documents in accordance with the requirements as to the form, content, scope, manner and time frames applied to issuers that meet the following conditions (belong to a certain category):

    1. the issuer is a public joint-stock company under the obligation to disclose information in accordance with the requirements of the securities law of the Russian Federation;

    2. the issuer's bonds are included in the List of Securities Admitted to Trading (further referred to as the List), and the issuer is under the obligation to disclose information in accordance with the requirements of the securities law of the Russian Federation;

    3. the issuer has entered into an agreement/contract with a public joint-stock company, whereby the proceeds from the issuer’s bonds placement are to be passed over to such a public joint-stock company (except for special-purpose vehicles);

    4. other issuers not mentioned in Clauses 2.1–2.3.

  1. The issuers mentioned in Clauses 2.1–2.4 shall disclose:

    1. documents and announcements on insider information under the procedure and within the time frames prescribed by the insider law of the Russian Federation since the date of applying for admitting the securities to trading (since the date of submitting the Application for including the securities in the List);

    2. information and documents in accordance with the general rules on information disclosure by securities issuers stated by Chapter 2 of the Information Disclosure Provisions;

    3. information on issue (additional issue) of the Securities publicly placed under the procedure and within the time frames prescribed by Section 2 of the Information Disclosure Provisions;

    4. the issuers mentioned in Clauses 2.1 and 2.2 additionally disclose an announcement on the results of the bond buy-back by the issuer from bond holders under the procedure and within the time frames prescribed by Clause 10 of the List of Requirements to Information Disclosure.

    5. the issuers mentioned in Clauses 2.3 and 2.4 additionally disclose information in accordance with the List of Requirements to Information Disclosure

  1. The Securities issuer's obligation to disclose the information provided for in the Information Disclosure Rules shall take effect from the date following the date of inclusion of Securities in the List.

Upon the cessation of the obligation to disclose information in accordance with the securities law of the Russian Federation the issuers mentioned in Clauses 2.1 and 2.2 shall disclose documents and information on the Securities issue in accordance with the List of Requirements to Information Disclosure. At the same time, the issuer’s obligation to disclose information in accordance with the List of Requirements to Information Disclosure arises since the date following the date of cessation of the obligation to disclose information in accordance with the securities law of the Russian Federation.
If the issuers indicated in Clauses 2.3 and 2.4 incur an obligation to disclose information in accordance with the requirements of the securities law of the Russian Federation, the obligation to disclose information in accordance with the List of Requirements to Information Disclosure is no longer imposed on the issuers, meanwhile such issuers continue to incur the obligation to disclose an announcement on the results of the issuer’s buying the bonds from their owners under the procedure and within the time frames prescribed by Clause 10 of the List of Requirements to Information Disclosure.


  1. Any information and documents to be disclosed in accordance with these Information Disclosure Rules shall be disclosed in the Russian language.

  2. The issuer shall provide any interested person with access to the information and documents liable to be disclosed in accordance with these Information Disclosure Rules within the time frames set by the List of Requirements to Information Disclosure.

  3. If the issuer fails to disclose any information or document liable to be disclosed in accordance with these Information Disclosure Rules, the issuer shall explain the reason for which such information or document is not disclosed by it.

If certain provisions of the law state that the issuer has the right not to disclose information liable to be disclosed and/or limit the content and/or scope of such information the issuers have the right to non-disclosure based on these Information Disclosure Rules. Meanwhile, the issuer is obliged to explain the reasons for this non-disclosure at the Exchange’s request.

  1. If the last day of the period by which in accordance with these Information Disclosure Rules the issuer is to disclose information falls on a weekend day or a holiday, the last day of such period shall be taken to mean the next following working day.

The obligation to disclose information provided for in the Information Disclosure Rules stops to be incurred since the date following the date of excluding the Securities from the List.

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