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2021-04-23-listing-rules

National Project Segment

2.1.

Decision of government bodies or officials, interagency committees on a bond issue, the Entity, or an investment project on corresponding to the objectives and results of one of national/federal projects

Projects: Ecology, Housing and Urban Environment, Comprehensive Plan for the Modernization and Updating of the Main Infrastructure, Demography, Health Care, Education, Labor Productivity and Supporting Employment, Culture and the Federal Project on implementing Best Available Technology (Techniques);



2.2

Requirement on the terms and conditions of the bond issue and securities prospectus (if any)

The targeted issuance of bonds for the purposes of financing (refinancing) the projects specified in line 2.1 of this Table



2.3

Information disclosure

The Entity took an obligation to disclose and make available to the Exchange for posting on its website information and documents according to Clause 3.6.2 of this Annex.



      1. If maintained

No.

Requirement
Application of the requirement (frequency and time frames for the filing of documents/information)




1.1.

Information disclosure


Frequency and tineframes



Disclosure procedure



1) document (copy of document) with independent external assessment findings as indicated in line 1.1 of the table in Clause 3.6.1. of this Annex (for bonds listed in the Green Bond and Social Bond Segment);


2) information on decisions of government bodies or officials, interagency committees on a bond as indicated in line 2.1 of the table in Clause 3.6.1. of this Annex (for bonds listed in the National Project Segment)


3) Issuer’s document that defines the issuer’s policy for raising funds through bond borrowings for the purpose of financing (refinancing) environmental and social projects specifiled in line 1.1. of the table in Clause 3,6,1 of this Annex (for subfederal and municipal bonds).



1) documents and information shall be disclosed on or before the working day following the date of bonds inclusion in the relevant Segment of the Sector;


2) documents and information shall be disclosed and made available to the Exchange within 10 working days from the date when the document is revoked/ a new document is published / a decision is cancelled, or amendments introduced to the document or the decision.



  • information and/or documents are disclosed on the web page provided by one of the securities market information distributors;

  • on the website of the Issuer (for sybfederal and municipal bonds)

.






3) Report (document) of the Entity (the Issuer) containing information on the proper use (intended use, if applicable) of the funds raised from the bond issue, including the following information:

  1. Name of the project (s) listed specified in line 1,1 and 2.1 of the Table in Clause 3.6.1 of the Annex (hereinafter, the project(s));

  2. Project(s) overview (to the extent of existing confidentiality commitments);

  3. Approved bon-based funding for the project(s), if applicable;

  4. Share of project(s) financing from other sources, if applicable;

  5. Information on raised funds spent (distributed);

  6. Information on raised funds spent (distributed) in a reporting period;

  7. Information on unallocated funds management;

  8. Project(s) performance indicators, both qualitative and quantitative;

  9. Information confirming the project(s) implementation and actual use of all cash funds earned from the bond placement;

  10. Project(s) status at the end of reporting period.

A report (document) can be prepared in respect of several bond issues.


If the issuer does not include any of the above information in the report (document), the issuer shall state the reason (explain) why such information is missing (for information on the bonds included in the Sector before these Regulations come into force).



The Report (document) shall be disclosed and made available to the Exchange:


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