Calculation of the minimum statutory ratio of mortgage collateral and mortgage-backed bond issue size (N18), as stipulated in Chapter 2 of the Bank of Russia Instruction No. 112-I On statutory ratios for lending institutions issuing mortgage-backed bonds produced as at the date of documents submission to register an issue (additional issue) of Exchange-registered mortgage-backed bonds
(for the registration of an issue (additional issue) of Exchange-registered mortgage-backed bonds issued by a credit institution)
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Document with ES via the IPA
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Original document
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-
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26.
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Copy of the appraiser’s report on the market value of the real estate part of the mortgage collateral (sections of the appraiser's report with details on facts and findings (valuation summary), details about the client and the appraiser, page (pages) of the appraiser's report signed by the appraiser and stamped with the stamp of an independent appraiser, or an appraiser in private practice, or by the stamp of the appraisal company with which the appraiser executed an employment contract
(for the registration of an issue (additional issue) of Exchange-registered mortgage-backed bonds issued by a credit institution)
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Document with ES via the IPA
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Certified copy of a document
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27.
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A report containing evidence of the issuer's compliance with the requirements to the issuer's corporate governance, as referred to in Clause 2.20 Annex 2 to these Rules (via the IPA), accompanied by the issuer's documents evidencing compliance therewith (using the IPA) (for listing exchange-registered bonds in Level 1)
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Document with ES via the IPA
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Original document
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filling in an IPA form
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28.
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Documents confirming the issuer's compliance with the requirements to the issuer's corporate governance, as referred to in Clause 2.20 Annex 2 to these Rules
(For listing exchange-registered bonds in Level 1)
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Document with ES via the IPA
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Original or certified copy (extract thereof) of documents
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pdf scan-copy via the IPA (on the report form)
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29.
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Issuer's certificate on compliance of the bondholders' representative with requirements set out in Article 22.9 of the Securities Market Law10.
(shall be filed for the registration of an issue (additional issue) of exchange-regulated bonds if the details of the exchange-regulated bondholders' representative are indicated in the decision on the issue)
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Document with ES via the IPA
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Certified copy of a document
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30.
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Copy of the project compliance statement (document), for financing and (or) refinancing of which the funds received from the placement of bonds will be used, with internationally reputed environmental and/or green financing standards and principles
(for the registration of an issue of exchange-registered bonds with an additional ‘green bonds' identification in the decision on their issue)
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Document with ES via the IPA
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Certified copy of a document
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31.
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Copy of the project compliance statement (document), for financing and (or) refinancing of which the funds received from the placement of bonds will be used, with internationally reputed social financing and/or sustainability standards and principles
(for the registration of an issue of exchange-registered bonds with an additional ‘social bonds' identification in the decision on their issue)
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Document with ES via the IPA
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Certified copy of a document
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32.
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Copy of an Agreement/Contract between the issuer and the surety (guarantor) and/or its affiliated entity, whereby funds raised through exchange-registered bonds placement are transferred to the surety (guarantor) and/or its affiliated entities
(where exchange-registered bonds are listed in Level 2 in events, specified in 2.2.1. of Annex 2 to the Rules
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Document with ES via the IPA
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Certified copy of a document
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33.
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