Article 12.1. Registration of amendments to a decision on the issue of Exchange-registered bonds, to a prospectus of Exchange-registered bonds and/or to a program of Exchange-registered bonds.
Amendments to the decision on the issue of exchange-registered bonds, to the prospectus of exchange-registered bonds and/or to the program of exchange-registered bonds shall be made in accordance with the procedure established by the Securities Market Law and the regulations of the Bank of Russia.
If the issuer has submitted a notification to the Exchange about the preparation of a prospectus of exchange-registered bonds, when such prospectus of exchange-registered bonds is amended, the Exchange must be notified of such changes.
The receipt by the Exchange of a notice about amendments to a prospectus of exchange-registered bonds shall entail the same legal consequences as the registration of amendments made to the prospectus of exchange-registered bonds.
A decision to register amendments to a prospectus of exchange-registered bonds shall not be made if, instead of amendments to the prospectus of exchange-registered bonds, in accordance with the regulations of the Bank of Russia, the issuer has submitted a notification to the Exchange on amendments to the prospectus of exchange-registered bonds.
The Exchange shall register amendments to the decision on the issue of Exchange-registered bonds, to the Exchange-registered bond prospectus, and (or) changes to the Exchange-registered bond program on the basis of an Application.
The Application shall be accompanied by the documents referred to in Clause 1.1.4 Annex 1 to these Rules.
The Application and the documents for the Exchange to register any amendments to the decision on the issue of Exchange-registered bonds or to the Exchange-registered bond prospectus effected before completion (or expiration) of placement of Exchange-registered bonds, shall be filed with the Exchange within 15 days from the date when the issuer's competent governance body (authorised officer) made the decision to effect such changes.
The Application and the documents for the Exchange to register any amendments to the decision on the issue of Exchange-registered bonds insofar as they relate to replacement of the Exchange-registered bonds issuer in connection with its reorganisation, shall be filed with the Exchange before record is entered in the national register of legal entities on the completion of reorganisation (on termination of the reorganised legal entity's operations and/or on the establishment of a new legal entity as the result of such reorganisation).
The procedure for the review of the Application and the complete set of documents filed for the registration of amendments to the decision on the issue of Exchange-registered bonds and/or to the Exchange-registered bond prospectus, and (or) changes to the Exchange-registered bond program, as well as the procedure for the making, by the Exchange, of the decision to approve or deny registration of such changes, shall be similar to the procedure referred to in Article 7 of these Rules, subject to the specific rules set out in this Article.
The Exchange shall make a decision to register or deny registration of amendments to the decision on the issue of Exchange-registered bonds and/or to the Exchange-registered bond prospectus, changes to the Exchange-registered bond program on the basis of the expert opinion of the Listing Department within 15 working days from the date of submission of the Application and the full set of required documents
The service of registration of amendments to the decision on the issue of Exchange-registered bonds and/or to the Exchange-registered bond prospectus, changes to the Exchange-registered bond program, shall be provided by the Exchange to the issuer on the basis of a listing service agreement, and if the exchange-traded bonds are not included in the List - on the basis of the agreement on registration of changes to the decision on the issue of exchange-traded bonds.
Within 1 trading day following that when the Exchange decided to register amendments to the decision on the issue of Exchange-registered bonds and/or to the Exchange-registered bond prospectus, changes to the Exchange-registered bond program, the Exchange shall:
notify the issuer of the decision so made by post or electronically, or else by personal delivery with receipt acknowledged;
disclose the information on the decision made via the website of the Exchange.
