Lecture 1 The theme: Introduction. Phonetics as a branch of linguistics. Aspects of phonetics and methods of investigations Transcription



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Phonetics as a branch of linguistics


Lecture 1
The theme: Introduction. Phonetics as a branch of linguistics. Aspects of phonetics and methods of investigations Transcription.
The problems to be discussed:

  1. The subject of theoretical phonetics.

  2. Types of phonetics

Aspects of phonetics:
1.the articulatory aspect
2.the acoustic (physical) aspect
3.the perceptual (auditory) aspect
4. the phonological aspect.
II. Methods of phonetics
The course in English Phonetics is chiefly meant for the students of Pedagogical institutes and Faculties of foreign languages, who are training to become teachers of English in schools. The object of the course is to provide these students with theoretical and practical materials, which will help them to master English pronunciation themselves, and to learn how to teach it to others.
The training of highly skilled teachers of foreign languages comprises the study and mastery by the students of 2 courses in phonetics:
a normative course;
a theoretical course.
We know that the aims of the normative course are predominantly practical, namely the students must master the norms of the language studied in the matter of its sounds, its pronunciation, commonly used terms, they must also acquire a basic knowledge of the theory of general phonetics of the language they study.
These elements of theory in a normative course of phonetics are indispensable, because the mastery by the students of the phonetic laws and of the correct pronunciation is achieved by and based on the principle of conscious approach, which is the leading principle of pedagogy.
The theoretical course of phonetics is also designed for students- linguists. It pursues the following aims:

  1. to refresh the student’s knowledge of general phonetics which they have gained during the years of the studies at the Faculty.

  2. to enlarge this knowledge and to acquaint the students with the successes achieved by linguists in developing phonetic sciences and solving its problems.

  3. to acquaint the students with modern methods of phonetic and phonemic investigation.

A theoretical course of phonetics is an integral part of general course in the theory of the language studied, like the theoretical courses in grammar, lexicology and stylistics, and it is an indispensable element in the training of highly qualified teachers of foreign languages.
We begin our study of language by examining the inventory, structure and functions of the speech sounds. This branch of linguistics is called phonetics.
Phonetics is an independent branch of linguistics like lexicology or grammar. These linguistic sciences study language from three different points of view. Lexicology deals with the vocabulary of language, with the origin and development of words, with their meaning and word building. Grammar defines the rules governing the modification of words and the combination of words into sentences. Phonetics studies the outer form of language; its sound matter. The phonetician investigates the phonemes and their allophones, the syllabic structure the distribution of stress, and intonation. He is interested in the sounds that are produced by the human speech-organs insofar as these sounds have a role in language. Let us refer to this limited range of sounds asthe phonic medium and to individual sounds within that range as speech-sounds. We may now define phonetics as the study of the phonic medium. Phonetics is the study of the way humans make, transmit, and receive speech sounds. Phonetics occupies itself with the study of the ways in which the sounds are organized into a system of units and the variation of the units in all types and styles of spoken language.
Phonetics is a basic branch of linguistics. Neither linguistic theory nor linguistic practice can do without phonetics. No kind of linguistic study can be made without constant consideration of the material on the expression level.
We know that the phonic medium can be studied from four points of view: the articulatory, the acoustic, the auditory, and the functional.
We may consider the branches of phonetics according to these aspects. Articulatory phonetics is the study of the way the vocal organs are used to produce speech sounds. Acoustic phonetics is the study of the physical properties of speech sounds. Auditory phonetics is the study of the way people perceive speech sounds. Of these three branches of phonetics, the longest established, and until recently the most highly developed, is articulatory phonetics. For this reason, most of terms used by linguists to refer to speech-sounds are articulatory in origin.
Phoneticians are also interested in the way in which sound phenomena function in a particular language. In other words, they study the abstract side of the sounds of language. The branch of phonetics concerned with the study of the functional (linguistic) aspect of speech sounds is called phonology. By contrast with phonetics, which studies all possible sounds that the human vocal apparatus can make, phonology studies only those contrasts in sound which make differences of meaning within language.
Besides the four branches of phonetics described above, there are other divisions of the science. We may speak of general phonetics and the phonetics of a particular language (special or descriptive phonetics). General phonetics studies all the sound-producing possibilities of the human speech apparatus and the ways they are used for purpose of communication. The phonetics of a particular language studies the contemporary phonetic system of the particular language, i.e. the system of its pronunciation, and gives a description of all the phonetic units of the language. Descriptive phonetics is based on general phonetics.
Linguists distinguish also historical phonetics whose aim is to trace and establish the successive changes in the phonetic system of a given language (or a language family) at different stages of its development. Historical phonetics is a part of the history of language.
Closely connected with historical phonetics is comparative phonetics whose aims are to study the correlation between the phonetic systems of two or more languages and find out the correspondences between the speech sounds of kindred languages.
Phonetics can also be theoretical and practical. At the faculties of Foreign Languages in this country, two courses are introduced:

  1. Practical, or normative, phonetics that studies the substance, the material form of phonetic phenomena in relation to meaning.

  2. Theoretical phonetics, which is mainly concerned with the functioning of phonetic units in language.

This dichotomy is that which holds between theoretical and applied linguists. Briefly, theoretical linguistics studies language with a view to constructing theory of its structure and functions and without regard to any practical applications that the investigation of language might have. Applied linguistics has as its concerns the application of the concepts and findings of linguistics to a variety of practical tasks, including language teaching.
All the branches of phonetics are closely connected not only with one another but also with other branches of linguistics. This connection is determined by the fact that language is a system whose components are inseparably connected with one another.
Phonetics is also connected with many other sciences. Acoustic phonetics is connected with physics and mathematics. Articulatory phonetics is connected with physiology, anatomy, and anthropology. Historical phonetics is connected with general history of the people whose language is studied; it is also connected with archaeology. Phonology is connected with communication (information) theory, mathematics, and statistics. As we have mentioned before, language can perform its function as "the most important means of human intercourse" only as a language of sounds.Not only speech but also thought is impossible without words, which consist of sounds.
However, words alone are not sufficient for thoughts and speech. In order to formulate and express a thought the necessary words must be modified and combined into a sentence in accordance with the rules of grammar.
The connection between language and thought manifests itself in the fact that a truly scientific study and analyses of language cannot and should not be carried out without reference to the thought expressed in speech, or therefore without reference to the meaning (lexicology) of words and sentences.
So phonetics is a special science, which studies the phonic substance and the expressional area of the language (sound, syllables, stress and intonation). Phonetics is an essential part of language because it gives language a defined form. Hence, grammar and lexicology depend on phonetics, because all lexical and grammatical phenomena are expressed phonetically (they cannot exist outside of phonetics).
Phonetics is of great theoretical and practical value. Theoretically it is important to study the formation of speech sounds, their combinations, syllables, stress and intonation.
The explanation and the description of the articulation of speech sounds, the pronunciation rules of a language, is the object of practical phonetics which is very important in teaching correct pronunciation of a language.
The branch of phonetics concerned with the study of the functional (linguistic, social) aspect of speech sounds and all the other components of the sound matter of language is called phonology.
Speech apparatus helps us to pronounce speech sounds. Speech is impossible without the speech sounds, the immediate source of speech is the human speech mechanism, developed and perfected in the process of historical development of man.
The organs are divided into active and passive, but in both cases a sound is made by outward movement or pressure of the breath: according to their main sound-producing function the speech organs can be divided into:

  1. The power mechanism;

  2. The vibrator mechanism;

  3. The resonator mechanism;

  4. The obstructer mechanism;

All the people have similar organs of speech. But not all the movements of the organs of speech are used similarly in the articulation of speech sounds in different languages. The term “articulatory basis”means articulatory habits which characterize a language.
In the description of a language it is necessary to establish the facts concerning the way sound material or usually named phonic substance is used to carry grammatical and lexical meanings. In such minimal pairs of words as take-make teik-meik/, bet /bet/- bat /bǽt/ etc. phonological oppositions between /t/and /m/, /е/ and / /distinguish the lexical meanings of these words. But the contrasts made in English intonation are grammatical but clearly not lexical. For example: the phrase He has come- may be pronounced by the falling tone then it is a decelerate sentence. It can also be pronounced which a rising tone to indicate an interrogative sentence (a question) or when it is an exclamatory sentence the tone of voice is very high and the timbre is emotional. Thus phonological units and their features may be used as a part of the system in the realization of grammatical and lexical items. There is no direct consequence between the sound material and the meaning, but this relationship must be understood inthe sense of providing "a bridge" between the form and substance of a language. Thus, the relations between phonetics and other branches of linguistics are complex and complicated which require the use of a different linguistic interpretation.
The sound matter is realized in the form of speech sounds, syllables, stress and intonation. The complex combination of the phonetic units constitutes the components of the phonetic structure. When these units are used in the phonological sense, i.e. as distinctive units they are called phonemes, syllabemes, accenteme, (word-accenteme, syntagm-accenteme, phrase-accenteme) and intonemes. The complex combination of all these phonological units constitutes the components of the structure of language.
The relationship between phonology and other branches of linguistics is outlined in the given diagram:
Some linguists think that phonetics has the following 4 main aspects:

    1. Articulatory (physiological)

    2. Acoustic (physics)

    3. Perceptual (auditory)

    4. Phonological (social, functional, linguistic).

The articulatory aspect studies the voice-producing mechanism and the way in which we produce speech sounds (articulatory and physiological phonetics). That is why it is also called physilogical phonetics. It deals with biological, physiological and mental activity necessary for the pronunciation of the language.
Being acoustic phenomena, speech sounds share their properties with other acoustic phenomena, that is they are communicated to the air in the form of sound waves. Speech sounds can be investigated by the samemethods as any other sounds and are subjected to the same acoustic laws (acoustic phonetics). Sound has a number of physical properties that all exist and manifest themselves simultaneously; each of them can be singled out and separated form the others only for purposes of analysis.
The way of hearing speech utterances is the object of the perceptual phonetics. It is a physiological perception, which makes it possible to hear different noises. The significance of this property lies in the fact that the instruction in foreign language pronunciation teaching usually begins with listening, transferring, repeating and writing notes on the elements to be drilled.
The most important aspect is tine phonological one. The theoretical study which steps up to account all the phonetic distinction of a language, is called phonology.
Phonology has two levels of investigation:

      1. segmental

      2. suprasegmental

Segmental level: the segmental phoneme is the smallest language unit that exists in the speech of all members of a given language community. They are capable to distinguish words and grammatical forms.
Phoneme is a minimal segmental unit and it cannot be divided into other smaller units. It is impossible to pronounce the same sound in the same way many times.
If segmental phonology studies phonemes realized in various speech sounds, then suprasegmental phonology studies the distinctive features realized in syllables, stress and intonation.
The principal methods of Investigation used in phonetics are:

                  1. The direct observation method.

                  2. The linguistic method.

                  3. The experimental method.

The simplest and most readily-available method of Investigation is the method of direct observation. This method consists in observing the movements and positions of one'sown or other peoples organs of speech in pronouncing various speech sounds as well as in analyzing one's own sensations (muscle sense) during the articulation of speech sounds and in comparing them with the resultant auditory impressions (phonetic analysis by ear, sight, muscular sensation). Investigation by means of this method can be effective only if the persons, implying it, have been specially trained to observe and distinguish the slightest variations in sound quality.
The second method of investigation is the linguistic method. The aim of this method of investigation of any concrete phonetic phenomena, such as sound, stress, intonation, is to determine in what way all of these phonetic features are used in a language to convey a certain meaning. This method utilizes linguistic analysis in observing the actual facts of language and interpreting their social significance. It makes use of linguistic experiment to determine, with the help of native informants, the functioning power of some concrete phonetic phenomena (feature) in a language or in a specific dialect.
The experimental method is based, as a rule, upon the use of special apparatus or instruments, upon various instrumental techniques.
Certain instrumental techniques greatly facilitate auditory observations as well. To these belong all devices for recording and reproducing sound, the most important and widely used of which are the gramophone and the magnetic tape recorder (lately x-ray photography and slow-motion films have been introduced in phonetic investigation, and very interesting results have been obtained). Experimental method first came into existence in the 70ies of the 19th century. During the last 20 years or so, technical facilities for use of experimental work have greatly developed, as a result of which technical methods are now frequently utilized for purposes directly or indirectly connected with linguistics (e.g. machine translation, telephony and others).
The rapid development and great popularity of phonetics during the last 2 decades is due to the wide-spread interest of numerous linguistic scholars in cybernetic methods and techniques. This interest seems to be activated by 2 motives:

  1. -the desire to apply precise methods of investigation to linguistic sciences;

  2. -the desire and sometimes the necessity, to convert languages into codes which might be used for programming machines, as, for example, for the purpose of machine translation, mechanical teaching and the like. Owing to these purposes much attention is being paid to the experimental method and is considered to be the main basis of the development and improvement of pedagogical phonetics. Laboratories for phonetic research exist in most of the higher educational institutions and they are equipped with up-to-day apparatus.

Human speech is the result of a highly complicated series of events. The speech chain, which may be diagrammed in simplified form like this:

Speaker's brain

Speaker's vocal tract

Transmission of sounds

Listener's ear

Listener's brain







through air







1

2

3

4

5

linguistic

articulatory

acoustic

auditory

linguistic

The formation of the concept takes place in the brain of a speaker. This stage may be called psychological. The message formed within the brain is transmitted along the nervous system to the speech organs. Therefore, we may say that the human brain controls the behaviour of the articulating organs which effects in producing a particular pattern of speech sounds. This second stage may be called physiological. The movements of the speech apparatus disturb the air stream thus producing sound waves. Consequently, the third stage may be called physical or acoustic. Further, any communication requires a listener, as well as a speaker. So the last stages are the reception of the sound waves by the listener's hearing physiological apparatus, the transmission of the spoken message through the nervous system to the brain and the linguistic interpretation of the information conveyed. . The sound phenomena have different aspects:
(a) the articulatory aspect;
(b) the acoustic aspect;
(c) the auditory (perceptive) aspect;
(d) the functional (linguistic) aspect.
Now it is possible to show the correlation between the stages of the speech chain and the aspects of the sound matter.
Articulation comprises all the movements and positions of the speech organs necessary to pronounce a speech sound. According to their main sound-producing functions, the speech organs can be divided into the following four groups:
(1) the power mechanism;
(2) the vibration mechanism;
(3) the resonator mechanism;
(4) the obstruction mechanism.
The functions of the power mechanism consist in the supply of the energy in the form of the air pressure and in regulating the force of the air stream. The power mechanism includes: (1) the diaphragm, (2) the lungs, (3)the bronchi, (4) the windpipe, or trachea. The glottis and the supra-glottal cavities enter into the power mechanism as parts of the respiratory tract. The vibration mechanism consists of the larynx, or voice box, containing the vocal cords. The most important function of the vocal cords is their role in the production of voice. The pharynx, the mouth, and the nasal cavity function as the principal resonators thus constituting the resonator mechanism. The obstruction mechanism (the tongue, the lips, the teeth, and the palate) forms the different types of obstructions.
The acoustic aspect studies sound waves. The basic vibrations of the vocal cords over their whole length produce the fundamental tone of voice. The simultaneous vibrations of each part of the vocal cords produce partial tones (overtones and harmonics). The number of vibrations per second is called frequency. Frequency of basic vibrations of the vocal cords is the fundamental frequency. Fundamental frequency determines the pitch of the voice and forms an acoustic basis of speech melody. Intensity of speech sounds depends on the amplitude of vibration.
The auditory (sound-perception) aspect, on the one hand, is a physiological mechanism. We can perceive sound waves within a range of 16 Hz-20.000 Hz with difference in 3 Hz. The human ear transforms mechanical vibrations of the air into nervous and transmits them to brain. The listener hears the acoustic features of the fundamental frequency, formant frequency, intensity and duration in terms of perceptible categories of pitch, quality, loudness and length. On the other hand, it is also apsychological mechanism. The point is that repetitions of what might be heard as the same utterance are only coincidentally, if ever, acoustically identical. Phonetic identity is a. theoretical ideal. Phonetic similarity, not phonetic identity, is the criterion with which we operate in the linguistic analysis.
Functional aspect. Phonemes, syllables, stress, and intonation are linguistic phenomena. They constitute meaningful units (morphemes, words, word-forms, utterances). Sounds of speech perform different linguistic functions.
The phonetic system of language is a set of phonetic units arranged in an orderly way to replace each other in a given framework. Phonetics is divided into two major components (or systems): segmental phonetics, which is concerned with individual sounds (i.e. "segments" of speech) and suprasegmental phonetics dealing with the larger units of connected speech: syllables, words, phrases and texts.
1. Segmental units are sounds of speech (vowels and consonants) which form the vocalic and consonantal systems;
2. Suprasegmental, or prosodic, units are syllables, accentual (rhythmic) units, intonation groups, utterances, which form the subsystem of pitch, stress, rhythm, tempo, pauses.
Now we may define phonetics as a branch of linguistics that studies speech sounds in the broad sense, comprising segmental sounds, suprasegmental units and prosodic phenomena (pith, stress, tempo, rhythm, pauses).
Let us consider the four components of the phonetic system of language.
The first and the basic component of the phonetic structure of language is the system of its segmental phonemes existing in the material form of their allophones. The phonemic component has 3 aspects, or manifestations:
1. the system of its phonemes as discrete isolated units;
2. the distribution of the allophones of the phonemes;
3. the methods of joining speech sounds together in words and at their junction, or the methods of effecting VC, CV, CC, and VV transitions.
The second component is the syllabic structure of words. The syllabic structure has two aspects, which are inseparable from each other: syllable formation and syllable division.
The third component is the accentual structure of words as items of vocabulary (i.e. as pronounced in isolation). The accentual structure of words has three aspects: the physical (acoustic) nature of word accent; the position of the accent in disyllabic and polysyllabic words; the degrees of word accent.
The fourth component of the phonetic system is the intonational structure of utterances. The four components of the phonetic system of language (phonemic, syllabic, accentual and intonational) all constitute its pronunciation (in the broad sense of the term).

We distinguish between subjective, introspective methods of phonetic investigation and objective methods.


The oldest, simplest and most readily available method is the method of direct observation. This method consists in observing the movements and positions of one's own or other people's organs of speech in pronouncing various speech sounds, as well as in analyzing one's own kinaesthetic sensations during the articulation of speech sound in comparing them with auditory impressions.
Objective methods involve the use of various instrumental techniques (palatography, laryngoscopy, photography, cinematography, X-ray photography and cinematography and electromyography). This type of investigation together with direct observation is widely used in experimental phonetics. The objective methods and the subjective ones are complementary and not opposite to one another. Nowadays we may use the up-to-date complex set to fix the articulatory parameters of speech - so called articulograph.
Acoustic phonetics comes close to studying physics and the tools used in this field enable the investigator to measure and analyze the movement of the air in the terms of acoustics. This generally means introducing a microphone into the speech chain, converting the air movement into corresponding electrical activity and analyzing the result in terms of frequency of vibration and the amplitude of vibration in relation to time. The spectra of speech sounds are investigated by means of the apparatus called the sound spectrograph. Pitch as a component of intonation can be investigated by intonograph.
The acoustic aspect of speech sounds is investigated not only with the help of sound-analyzing techniques, but also by means of speech-synthesizing devices.
Language can perform its function as the most important means of human intercourse only as a language of sounds, because words in all languages consist of speech sounds, and speech without words is impossible. Letters only serve to represent spoken words in writing. But words pronounced or written in isolation cannot express complete thoughts. More or less complete thoughts can only be expressed in sentences consisting of one or several words put together according to the grammar rules of the language and pronounced with proper intonation. Thus phonetics is an independent branch of linguistics which is concerned with the phonetic structure of a language.
Within the last few decades the ever-increasing recognition of the importance of phonetics in the study of a language has led to great achievements in the field of phonetics. Today the sphere of phonetics is wider and deeper than ever before. Now the following problems have become the object of phonetic investigations - phonemes and their distribution in words, their mutual adaptation, syllable formation and syllable division, stress, intonation, the relation between oral and written speech, pronunciational types and others.
This shows that phonetics is an independent science on the one hand, and on the other, it is closely connected with a number of sciences such as physics (acoustics), biology, physiology and others. The more phonetics develops the more various branches of science become involved in the field of phonetic investigations.
Being an independent branch of linguistics, phonetics has, in its turn, developed branches of its own.
As an independent science it began to develop in Western Europe and in Russia only in the 19lh century. Within the last century especially, new concepts have sprung up, new theories and new schools have come into existence, new methods of investigation have been developed. Not only has the sphere of investigation in phonetics become widened, but several new branches of phonetics have also arisen.
The most important of these are:

    1. Special phonetics;

    2. General phonetics.

Special phonetics, in its turn, is subdivided into:

        1. Descriptive

        2. Historical


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